John M. Owen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Martin Owen, CFP® was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1989. John had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1991
Experience
January 14, 2010 - December 31, 2010
AVANTAX ADVISORY SERVICES
May 21, 2004 - December 31, 2009
AVANTAX ADVISORY SERVICES
August 30, 1993 - December 31, 2015
AVANTAX INVESTMENT SERVICES, INC.
June 14, 1991 - January 28, 1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 14, 1991 - January 28, 1992
SIGNATOR INVESTORS, INC.
February 15, 1989 - May 2, 1991
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVANTAX ADVISORY SERVICES
CRD#: 104556 / SEC#: 801-29892
Contact information
Regulatory assets under management
| Total Number of Accounts | 140,306 |
| AUM (Assets Under Management) | $ 46,109,939,749 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/13/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
