Trish Karlinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trish Karlinski, who also goes by Mary Patricia Karlinski, was a registered financial professional .
Trish is a previously registered financial professional and started their career in finance in 1994. Trish had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2016 - October 6, 2016
THE LEADERS GROUP, INC.
November 24, 2014 - December 31, 2015
KESTRA INVESTMENT SERVICES, LLC
April 10, 2003 - January 10, 2006
NYLIFE SECURITIES LLC
February 29, 2000 - July 18, 2002
NYLIFE SECURITIES LLC
February 11, 1994 - March 13, 1997
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
