William H. Vickey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William H Vickey, who also goes by William VIckey, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1989. William had worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 9, 2004 - January 14, 2022
ALPHAMARK ADVISORS, LLC
June 5, 2002 - April 26, 2004
INVESMART ADVISORS INC
January 4, 2002 - April 23, 2004
INVESMART SECURITIES, LLC
June 1, 1999 - December 31, 2001
KESTRA INVESTMENT SERVICES, LLC
February 28, 1995 - January 29, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 1, 1995 - June 1, 1999
OSAIC WEALTH, INC.
January 3, 1991 - January 29, 1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 4, 1989 - February 7, 1995
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 4, 1989 - February 7, 1995
OSAIC FA, INC.
February 8, 1989 - September 29, 1989
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPHAMARK ADVISORS, LLC
CRD#: 109366 / SEC#: 801-58156
Contact information
Regulatory assets under management
| Total Number of Accounts | 446 |
| AUM (Assets Under Management) | $ 405,760,183 |
Red Flags
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