Joshua C. Lyons
Professional summary
Joshua Charles Lyons is a registered financial advisor currently at LYONS ASSET MANAGEMENT located in Stonington, Connecticut.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Joshua has worked at 8 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Charles Lyons's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2020 - Present
LYONS ASSET MANAGEMENT
August 19, 1994 - March 9, 1998
POLARIS FINANCIAL SERVICES, INC.
March 28, 1994 - August 17, 1994
CONSECO SECURITIES, INC.
January 10, 1994 - March 28, 1994
SHAWMUT BROKERAGE, INC.
March 12, 1993 - January 14, 1994
POLARIS FINANCIAL SERVICES, INC.
August 9, 1989 - March 23, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
August 9, 1989 - March 23, 1993
EQUITABLE ADVISORS, LLC
January 3, 1989 - August 18, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 3, 1989 - August 18, 1989
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/2/2020)
Exams
Current Firm
LYONS ASSET MANAGEMENT
CRD#: 128509 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 40 |
| AUM (Assets Under Management) | $ 11,100,000 |
Red Flags
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