Scott Skjoldager
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Skjoldager, who also goes by Scott Eric Skjoldager, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1989. Scott had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2025 - July 7, 2026
LPL FINANCIAL LLC
July 2, 2025 - July 7, 2026
LPL FINANCIAL LLC
March 31, 2024 - July 2, 2025
INTEGRITY ALLIANCE, LLC.
March 25, 2024 - July 2, 2025
INTEGRITY ALLIANCE, LLC.
August 11, 2020 - April 11, 2022
PRIVATE PORTFOLIO PARTNERS, LLC
August 11, 2020 - April 28, 2022
LPL FINANCIAL LLC
July 16, 2015 - August 16, 2018
PRIVATE PORTFOLIO PARTNERS, LLC
July 13, 2015 - August 28, 2018
LPL FINANCIAL LLC
January 2, 2009 - July 16, 2015
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
March 22, 2005 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 31, 2003 - July 16, 2015
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 25, 1998 - November 25, 2003
A. G. EDWARDS & SONS, INC.
June 12, 1998 - August 28, 1998
IDS LIFE INSURANCE COMPANY
June 12, 1998 - August 28, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
December 3, 1996 - January 28, 1998
CHARLES SCHWAB & CO., INC.
August 13, 1993 - August 28, 1996
EDWARD JONES
January 26, 1990 - October 1, 1990
GUARDIAN INVESTOR SERVICES LLC
January 24, 1989 - October 7, 1989
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
LPL FINANCIAL LLC
CRD#: 6413 / SEC#: 801-10970, 8-17668
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LPL FINANCIAL LLC
CRD#: 6413 / SEC#: 801-10970, 8-17668
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHIEF FINANCIAL OFFICER | 4003349 |
| ENYEDI, MATTHEW KLAUS | MANAGING DIRECTOR, NATIONAL SALES | 4194266 |
| GATES, GREGORY | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | 7069201 |
| JAMBUSARIA, ANERI | MANAGING DIRECTOR LPL SERVICES GROUP | 7248335 |
| MALFITANO, STEVEN THOMAS | SVP, FINANCE CAPITAL MANAGEMENT AND PRINCIPAL FINANCIAL OFFICER | 3178848 |
| MCHALE, JAMES | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6052977 |
| MORNINGSTAR, MATTHEW EDWIN | CHIEF LEGAL OFFICER | 2510742 |
| RICKETTS, JUDITH KOHOSKIE | EXECUTIVE VICE PRESIDENT, OPERATIONS AND PRINCIPAL OPERATIONS OFFICER | 2758924 |
| SIMONICH, BRENT BLAIN | EXECUTIVE VICE PRESIDENT, CHIEF RISK OFFICER | 3254859 |
| STEINMEIER, RICHARD C | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 5109512 |
Regulatory assets under management
| Total Number of Accounts | 2,369,378 |
| AUM (Assets Under Management) | $ 618,922,975,737 |
Disclosures
| Regulatory Event | 214 |
| Arbitration | 58 |
| Bond | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 | ||
| 07/19/2024 | ||
| 11/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
