Andrew H. Geyer
Professional summary
Andrew Harold Geyer was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Andrew is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Andrew had worked at 9 firms, which includes SEABOARD SECURITIES INC., CAMELOT INVESTMENT CORP., GKN SECURITIES CORP., FIRST NEW ENGLAND SECURITIES CORPORATION, BILTMORE SECURITIES INC., THE STUART-JAMES COMPANY INCORPORATED, ALLIANCE SECURITIES CORPORATION, KETTLER & COMPANY, INVESTORS CENTER INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 1996 - April 8, 1997
SEABOARD SECURITIES, INC.
May 11, 1993 - October 30, 1993
CAMELOT INVESTMENT CORP.
August 3, 1992 - November 18, 1992
GKN SECURITIES CORP.
October 16, 1991 - July 17, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION
October 12, 1990 - August 12, 1991
BILTMORE SECURITIES, INC.
January 25, 1990 - October 15, 1990
THE STUART-JAMES COMPANY, INCORPORATED
January 5, 1990 - January 30, 1990
ALLIANCE SECURITIES CORPORATION
March 3, 1989 - December 31, 1989
KETTLER & COMPANY
January 24, 1989 - March 10, 1989
INVESTORS CENTER, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEABOARD SECURITIES, INC.
CRD#: 755 / SEC#: , 8-44373
Contact information
Documents
Disclosures
| Regulatory Event | 26 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
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