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Andrew Harold Geyer

CRD# 1908957·Registered 1989 - 1997
Barred: Andrew Harold Geyer was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Andrew Harold Geyer, who also goes by Drew Geyer, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1989 - 1997. Andrew had worked at 9 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Drew Geyer

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
September 24, 1996 - April 8, 1997
CAMELOT INVESTMENT CORP.·CRD# 21925
BD
May 11, 1993 - October 30, 1993
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
August 3, 1992 - November 18, 1992
FIRST NEW ENGLAND SECURITIES CORPORATION·CRD# 7107
BD
Boston, MA
October 16, 1991 - July 17, 1992
BILTMORE SECURITIES, INC.·CRD# 25023
BD
Ft. Lauderdale, FL
October 12, 1990 - August 12, 1991
THE STUART-JAMES COMPANY, INCORPORATED·CRD# 11691
BD
Denver, CO
January 25, 1990 - October 15, 1990
ALLIANCE SECURITIES CORPORATION·CRD# 15468
BD
January 5, 1990 - January 30, 1990
KETTLER & COMPANY·CRD# 10530
BD
Chicago, IL
March 3, 1989 - December 31, 1989
INVESTORS CENTER, INC.·CRD# 14670
BD
Hauppague, NY
January 24, 1989 - March 10, 1989

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Current Firm

SS
SEABOARD SECURITIES, INC.

SEABOARD SECURITIES, INC. | THE SEABOARD PLANNING CORPORATION

CRD#: 755 / SEC#: 8-44373
BD
Cancelled by SEC on 07/25/2012

Contact Information

Established

New Jersey since 08/16/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DIGIOVANNI, ANTHONY JOSEPHPRESIDENT, SENIOR REGISTERED OPTIONS PRINCIPAL, COMPLIANCE REGISTERED OPTIONS PRINCIPAL601698
PUZO, NICHOLASFINANCIAL OPERATIONS PRINCIPAL4698260
STILL, SONYA TEREZCHIEF COMPLIANCE OFFICER4235212

Disclosures

Regulatory Event

26

Arbitration

8

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1996About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1996About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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