Valerie S. Reeves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valerie Sue Reeves, who also goes by Valerie Sue Richardson, was a registered financial professional .
Valerie is a previously registered financial professional and started their career in finance in 1989. Valerie had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2012 - July 31, 2015
AMERICAN EQUITY INVESTMENT CORPORATION
June 10, 2003 - August 1, 2012
L.M. KOHN & COMPANY
January 17, 2001 - March 7, 2003
EQUITABLE ADVISORS, LLC
June 11, 1998 - December 18, 2000
1717 CAPITAL MANAGEMENT COMPANY
August 2, 1995 - April 24, 1997
MUTUAL SERVICE CORPORATION
April 4, 1989 - September 15, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 4, 1989 - September 15, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN EQUITY INVESTMENT CORPORATION
CRD#: 40199 / SEC#: , 8-49078
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEOPLES, TIMOTHY ERIC | PRESIDENT / CHIEF COMPLIANCE OFFICER | 1026456 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
