Michael S. Jaffee

THE JAFFEE FINANCIAL GROUP

Cooper City, FL 33024

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CRD#: 1908902

Professional summary

Michael Steven Jaffee is a registered financial advisor currently at THE JAFFEE FINANCIAL GROUP, INC. located in Cooper City, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Michael has worked at 4 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MICHAEL S. JAFFEE,CPA,PA 9720 STIRLING ROAD SUITE 212 COOPER CITY, FL 33024 I AM PRESIDENT, 100% SHARHOLDER AND EMPLOYEE OF THIS FIRM. THIS IS AN ACCOUNTIMG FIRM THAT PREPARES TAX RETURNS AND COMPILES FINANCIAL STATEMENTS FOR SMALL BUSINESSES AND INDIVIDUALS. ABOUT 25 HOURS OF MY WEEK IS DEVOTED TO THE ACCOUNTING PRACTICE WITH THE REMAINING HOURS OF MY TIME TO MY INVESTMENT ADVISORY ROLE AND INSURANCE SALES. 2)JFG REALTY, LLC; NON-INVESTMENT RELATED; RENTAL UNIT SAME OFFICE ADDRESS MANAGING MEMBER - 100% OWNER; SPENDS APPROXIMATELY 0.5 HOURS A MONTH DOING BOOKKEEPING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Steven Jaffee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2006 - Present

THE JAFFEE FINANCIAL GROUP, INC.

Office #1: 9720 Stirling Road Suite 212, Cooper City, FL 33024

RIA

CRD#: 142163

Cooper City, FL

Past

June 29, 1989 - November 21, 1989

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

Past

June 29, 1989 - November 21, 1989

SIGNATOR INVESTORS, INC.

CRD#: 468

Past

January 24, 1989 - October 2, 1989

F.D. ROBERTS SECURITIES, INC.

CRD#: 693

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/21/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/3/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 1/21/1989

General Securities Representative Examination

Current Firm

THE JAFFEE FINANCIAL GROUP, INC.

CRD#: 142163 / SEC#:

Florida

Registered Investment Advisory firm - (6/30/2000 Approved)

Texas

Registered Investment Advisory firm - (4/2/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

9720 Stirling Road Suite 212, Cooper City, FL 33024

Mailing Address

Phone number

(954) 430-5855

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 14,299,917

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael S. Jaffee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Steven Jaffee's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE JAFFEE FINANCIAL GROUP, INC.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

F.D. ROBERTS SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/3/1999

Series 7

Date: 1/21/1989

Current Firm

THE JAFFEE FINANCIAL GROUP, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE JAFFEE FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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