JO
John P. Odell
ARROYO INVESTMENT GROUP
PASADENA, CA 91105
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CRD#: 1908737
JO
Professional summary
John Patrick Odell, CFP® is a registered financial advisor currently at ARROYO INVESTMENT GROUP, LLC located in Pasadena, California and CAPITAL RESEARCH & CONSULTING LLC located in Pasadena, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. John has worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 14, Series 51, Series 27 and Series 24 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Investment Planning
Retirement Planning
Employee and Employer Plan Ben...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CAPITAL RESEARCH & CONSULTING LLC, 15 S. RAYMOND AVE, #200,PASADENA, CA 91105 PRINCIPAL. IS A REGISTERED INVESTMENT ADVISOR. STARTED 10/97. APPROX HOURS PER MONTH 30, 15 DURING TRADING HOURS. ARROYO INVESTMENT GROUP LLC AT 15 S. RAYMOND AVE, #200, PASADENA, CA 91105. PRINCIPAL.IS A REGISTERED INVESTMENT ADVISOR.STARTED 8/95. APPROX HOURS PER MONTH 120, 60 DURING TRADING HOURS. RBA CLIENT SERVICE, LLC AT 15 S. RAYMOND AVE, #200, PASADENA, CA 91105. IS A MARKETING FIRM. STARTED 5/97.PRINCIPAL. APPROX HOURS PER MONTH 20, 10 DURING TRADING HOURS. CAPITAL RESEARCH BROKERAGE SERVICES AT 15 S. RAYMOND AVE, #200, PASADENA, CA 91105 A BROKER DEALER FIIRM STARTED 3/2000 APPROX HOURS PER MONTH 40, 20 DURING TRADING HOURS SOR-DEL PROPERTIES - JOHN IS THE MANAGING PARTNER. LOCATED AT 1890 VICTORIA AVENUE, OXNARD, CA COMMONLY KNOWN AS DIAMOND L RANCH. SOR-DELL OWNS 54.6753% OF THE 77.31 ACRE PROPERTY LOCATED AT THE ABOVE ADDRESS. IT IS NOT INVESTMENT RELATED. JOHN SPENDS 2 HOURS PER MONTH IN THE ROLE. SPYGLASS APARTMENTS - JOHN IS A 25% OWNER IN SPYGLASS WHICH IS TWO APARTMENT BUILDINGS LOCATED IN SALT LAKE CITY, UT AT 323 NORTH CENTER STREET AND 715 EAST 3RD AVENUE, SALT LAKE CITY. THIS IS NOT INVESTMENT RELATED. JOHN SPENDS 2 HOURS PER MONTH IN THIS ROLE AS PART OWNER.
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Odell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
June 26, 2000 - Present
ARROYO INVESTMENT GROUP, LLC
Office #1: 15 S. Raymond Ave Suite 200, Pasadena, CA 91105RIA
CRD#: 130243
PASADENA, CA
Current
November 25, 2019 - Present
CAPITAL RESEARCH & CONSULTING LLC
Office #1: 15 S. Raymond Avenue Suite 200, Pasadena, CA 91105RIA
CRD#: 109868
Pasadena, CA
Current
March 9, 2000 - Present
CAPITAL RESEARCH BROKERAGE SERVICES, LLC
Office #1: 15 S. Raymond Avenue Suite 200, Pasadena, CA 91105Office #2: 15 S. Raymond Avenue Suite 200, Pasadena, CA 91105BD
CRD#: 40823
Pasadena, CA
Past
August 21, 1998 - April 3, 2000
NORTHEAST SECURITIES, LLC
BD
CRD#: 25996
MITCHELFIELD, NY
Past
March 29, 1996 - September 24, 1998
ASCHER/DECISION SERVICES, INC.
BD
CRD#: 10034
SAN MARINO, CA
Past
August 5, 1992 - July 20, 1995
PASADENA FUND SERVICES, INC.
BD
CRD#: 28494
Past
August 9, 1991 - November 4, 1991
CITICORP INVESTMENT SERVICES
BD
CRD#: 23988
LONG ISLAND CITY, NY
Past
May 10, 1989 - October 4, 1991
ASTRA FUND DISTRIBUTORS CORP.
BD
CRD#: 6930
LOS ANGELES, CA
Past
December 20, 1988 - May 5, 1989
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
BD
CRD#: 14229
NORTHRIDGE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
CAPITAL RESEARCH & CONSULTING LLC
CAPITAL RESEARCH & CONSULTING LLC | CAPITAL RESEARCH BROKERAGE SERVICES, LLC
CRD#: 109868 / SEC#: 801-56356
RIA
Registered Investment Advisory firm - (3/23/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/21/2000)
IAR
California(6/26/2000)
RR
New York(8/8/2001)
RR
Texas(9/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CR
CAPITAL RESEARCH & CONSULTING LLC
CAPITAL RESEARCH & CONSULTING LLC | CAPITAL RESEARCH BROKERAGE SERVICES, LLC
CRD#: 109868 / SEC#: 801-56356
RIA
Registered Investment Advisory firm - (3/23/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15 S. Raymond Avenue Suite 200, Pasadena, CA 91105
Mailing Address
Phone number
(626) 844-1440
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 64 |
| AUM (Assets Under Management) | $ 6,068,217,582 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
