David L. George
Professional summary
David Larkin George, CFP®, who also goes by Dave George, is a registered financial advisor currently at CARLSBAD WEALTH ADVISORY GROUP, INC. located in Carlsbad, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. David has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Larkin George's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1993
Experience
April 7, 2008 - Present
CARLSBAD WEALTH ADVISORY GROUP, INC.
Office #1: 5927 Balfour Ct, Suite 207, Carlsbad, CA 92008December 15, 1997 - March 31, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
December 4, 1989 - July 3, 2006
IDS LIFE INSURANCE COMPANY
December 4, 1989 - March 31, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
January 6, 1989 - July 17, 1989
J. W. GANT & ASSOCIATES, INC.
Primary Firm SEC Registration
CARLSBAD WEALTH ADVISORY GROUP, INC.
CRD#: 146587 / SEC#: 801-107521
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/7/2008)
Exams
Current Firm
CARLSBAD WEALTH ADVISORY GROUP, INC.
CRD#: 146587 / SEC#: 801-107521
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 730 |
| AUM (Assets Under Management) | $ 204,392,308 |
Red Flags
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