John W. Mcclure
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Mcclure, who also goes by John Mcclure, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1988. John had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 7, 2006 - February 16, 2016
MAPLE SECURITIES U.S.A. INC.
October 20, 2003 - November 2, 2004
THOR TRADING LLC
August 15, 1990 - March 3, 1997
GOLDMAN SACHS & CO. LLC
December 20, 1988 - June 11, 1990
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/28/2006
Limited Representative-Equity Trader ExamCurrent Firm
MAPLE SECURITIES U.S.A. INC.
CRD#: 33947 / SEC#: , 8-46184
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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