Kevin A. Hoag
Professional summary
Kevin Arthur Hoag was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Kevin is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Kevin had worked at 7 firms, which includes HOTOVEC POMERANZ & CO. LLC, LLOYD WADE SECURITIES INC., ROUND HILL SECURITIES INC., MORGAN STANLEY DW INC., SUTRO & CO. INCORPORATED, PRUDENTIAL EQUITY GROUP LLC, H.J. MEYERS & CO. INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 1997 - September 1, 1998
HOTOVEC, POMERANZ & CO., LLC
February 20, 1997 - August 15, 1997
LLOYD WADE SECURITIES INC.
November 30, 1995 - November 7, 1996
ROUND HILL SECURITIES, INC.
January 5, 1994 - November 13, 1995
MORGAN STANLEY DW INC.
January 22, 1993 - January 14, 1994
SUTRO & CO. INCORPORATED
August 7, 1991 - March 3, 1993
PRUDENTIAL EQUITY GROUP, LLC
December 20, 1988 - August 16, 1991
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
HOTOVEC, POMERANZ & CO., LLC
CRD#: 41178 / SEC#: , 8-49324
Contact information
Documents
Disclosures
| Arbitration | 3 |
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