Stephen R. Hollins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Randlett Hollins, who also goes by Steve Hollins, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1988. Stephen had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 19, 2016 - October 2, 2018
TRUIST ADVISORY SERVICES, INC.
November 13, 2013 - October 2, 2018
TRUIST INVESTMENT SERVICES, INC.
November 6, 2013 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
July 26, 2007 - January 10, 2013
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - January 10, 2013
WELLS FARGO CLEARING SERVICES, LLC
July 6, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
February 17, 1998 - September 28, 1998
ANDERSON & STRUDWICK, INCORPORATED
June 23, 1995 - February 20, 1998
WACHOVIA SECURITIES, INC.
March 18, 1991 - June 23, 1995
BRANCH, CABELL & CO., INC.
November 26, 1990 - April 10, 1991
NORTH AMERICAN FINANCIAL GROUP, INC.
December 20, 1988 - November 26, 1990
COLEMAN EDWARDS SECURITIES CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
