Leonard N. Lucarello
Professional summary
Leonard Nicholas Lucarello was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Leonard is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Leonard had worked at 5 firms, which includes ESSEX NATIONAL SECURITIES LLC, LASALLE FINANCIAL SERVICES INC., PRUCO SECURITIES LLC., BNY MELLON SECURITIES CORPORATION, FORESTERS FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2000 - September 20, 2000
ESSEX NATIONAL SECURITIES, LLC
July 7, 2000 - August 22, 2001
LASALLE FINANCIAL SERVICES, INC.
October 30, 1993 - July 20, 2000
PRUCO SECURITIES, LLC.
July 17, 1991 - November 19, 1992
BNY MELLON SECURITIES CORPORATION
January 19, 1989 - February 7, 1990
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
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