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Richard A. Buckner

Some features on this profile are disabled
CRD#: 1908039
RB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Richard Alan Buckner JR, who also goes by Richard Alan Jr Buckner, was a registered financial professional .

Richard is a previously registered financial professional and started their career in finance in 1988. Richard had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Richard Alan Jr Buckner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 22, 2017 - January 19, 2023

FINPRO CAPITAL ADVISORS, INC.

BD
CRD#: 157816
SOMERVILLE, NJ
Past

February 8, 2013 - March 8, 2017

HOULIHAN LOKEY CAPITAL, INC.

BD
CRD#: 17708
MCLEAN, VA
Past

March 10, 2011 - May 6, 2013

MILESTONE ADVISORS LLC

BD
CRD#: 112481
MCLEAN, VA
Past

August 18, 2008 - November 12, 2010

COMPASS POINT RESEARCH & TRADING, LLC

BD
CRD#: 126258
BOCA RATON, FL
Past

October 22, 2007 - March 12, 2008

SAMCO CAPITAL MARKETS, INC.

BD
CRD#: 136532
AUSTIN, TX
Past

October 1, 2007 - August 18, 2008

COMMERCE STREET CAPITAL, LLC

BD
CRD#: 143797
FAIRFAX, VA
Past

February 22, 2007 - October 1, 2007

SAMCO CAPITAL MARKETS, INC.

BD
CRD#: 136532
CHANTILLY, VA
Past

April 10, 2002 - February 8, 2007

MILESTONE ADVISORS LLC

BD
CRD#: 112481
WASHINGTON, DC
Past

August 14, 1995 - February 23, 2000

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
LOS ANGELES, CA
Past

July 11, 1989 - August 16, 1995

CAPITAL RESOURCES, INC.

BD
CRD#: 16899
ROCKVILLE, MD
Past

December 21, 1988 - January 1, 1990

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/9/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/3/2003
General Securities Principal Examination

Current Firm

FC
FINPRO CAPITAL ADVISORS, INC.
FINPRO CAPITAL ADVISORS, INC.

CRD#: 157816 / SEC#: , 8-68864

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
46 E. Main Street Suite 303, Somerville, NJ 08876
Mailing Address
46 E. Main Street Suite 303, Somerville, NJ 08876
Phone number
(908) 234-9398
Established
New Jersey since 03/08/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FINPRO, INC.SHAREHOLDER
MARTORANA, SCOTT CHRISTOPHEREXECUTIVE MANAGING DIRECTOR5040445
MAURO, JOHN PAULFINOP5920615
MAURO, JOHN PAULCHIEF COMPLIANCE OFFICER5920615
MUSSO, DONALD JAMESPRESIDENT/DIRECTOR5015899

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINPRO CAPITAL ADVISORS, INC.

CRD#: 157816

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