Michael S. Lawrie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Scott Lawrie was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1989. Michael had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 12, 2010 - December 13, 2012
SECTORQUANT, INC.
September 23, 2002 - May 31, 2011
THE BORNHOFT GROUP CORPORATION
August 29, 2002 - January 11, 2007
TRIVE NEW YORK LLC
March 19, 1993 - February 12, 2002
UBS FINANCIAL SERVICES INC.
July 17, 1992 - March 4, 1993
HAMPSHIRE SECURITIES CORPORATION
February 14, 1989 - July 14, 1992
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SECTORQUANT, INC.
CRD#: 128090 / SEC#: 801-62576
Contact information
Red Flags
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