John D. Santi

MFO-USA ADVISORY

Memphis, TN 38120

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CRD#: 1907762

Professional summary

John David Santi, CIMA®, who also goes by John D Santi, is a registered financial advisor currently at MFO-USA ADVISORY, LLC located in Memphis, Tennessee.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John D Santi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

John D. Santi Sr. is a licensed insurance agent. John D. Santi Sr. is Managing Partner for J& S Land co (personal Real estate), Santi Co (general business consulting) and Santi Family Partnership (personal family investments). John D. Santi Sr is on the advisory board for Curio Legacy; Advisory Board; Investment Related: No; 1425 K St Washington DC, 20005; Attends meetings, provide strategic guidance for the future of the business through a volunteer advisory board.; 2022-11-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: .3; Percentage of total yearly compensation expected to be derived from the business: 01; John D. Santi Sr. is the Owner of Santi Company, LLC DBA MFO USA Business Consulting; Is the business investment related: No; Location of the business: 813 Ridge Lake Blvd Memphis Tennessee 38120 United States; Description of the business: General business strategy consulting; Start date with business: 2023-06-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 50;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Santi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 5, 2019 - Present

MFO-USA ADVISORY, LLC

Office #1: 813 Ridge Lake Blvd. Suite 100, Memphis, TN 38120

RIA

CRD#: 302109

Memphis, TN

Past

April 19, 2018 - July 30, 2019

KIMERY WEALTH MANAGEMENT, LLC

RIA

CRD#: 288229

Germantown, TN

Past

March 17, 2015 - April 18, 2018

AVONDALE PARTNERS, LLC

RIA

CRD#: 46838

Germantown, TN

Past

March 17, 2015 - April 18, 2018

AVONDALE PARTNERS, LLC

CRD#: 46838

Germantown, TN

Past

May 5, 2014 - March 16, 2015

AARON CAPITAL INCORPORATED

CRD#: 28583

COLUMBUS, GA

Past

July 9, 2013 - March 17, 2015

LEXINGTON INVESTMENT CONSULTING, LLC

RIA

CRD#: 127618

GERMANTOWN, TN

Past

December 16, 2008 - July 17, 2013

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

SCHAUMBURG, IL

Past

December 15, 2008 - July 17, 2013

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

GERMANTOWN, TN

Past

December 6, 2007 - August 11, 2008

TACTICAL ALLOCATION GROUP, LLC

RIA

CRD#: 132451

GERMANTOWN, TN

Past

April 5, 2006 - December 31, 2008

STARLIGHT FUNDING INVESTMENTS, LLC

CRD#: 103957

GERMANTOWN, TN

Past

January 9, 2004 - December 16, 2005

STANFORD GROUP COMPANY

RIA

CRD#: 39285

MEMPHIS, TN

Past

January 9, 2004 - December 16, 2005

STANFORD GROUP COMPANY

CRD#: 39285

MEMPHIS, TN

Past

July 16, 1991 - February 2, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

MEMPHIS, TN

Past

December 23, 1988 - February 2, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(8/12/2021)

IAR

Tennessee
(7/5/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/27/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/22/2004

General Securities Principal Examination

Current Firm

MFO-USA ADVISORY, LLC

CRD#: 302109 / SEC#:

Louisiana

Registered Investment Advisory firm - (8/12/2021 Approved)

Tennessee

Registered Investment Advisory firm - (7/3/2019 Approved)

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Contact information

Main Address

813 Ridge Lake Blvd. Suite 100, Memphis, TN 38120

Mailing Address

Phone number

(901) 507-2150

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 34,385,213

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John D. Santi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John David Santi's CRS (Customer Relationship Summary).

Certified licenses

Experience

KIMERY WEALTH MANAGEMENT, LLC

AVONDALE PARTNERS, LLC

AVONDALE PARTNERS, LLC

AARON CAPITAL INCORPORATED

LEXINGTON INVESTMENT CONSULTING, LLC

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

TACTICAL ALLOCATION GROUP, LLC

STARLIGHT FUNDING INVESTMENTS, LLC

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/1992

Series 63

Date: 12/27/1988

SIE

Date: 4/18/2018

Series 7

Date: 12/17/1988

Series 24

Date: 10/22/2004

Current Firm

MFO-USA ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MFO-USA ADVISORY, LLC

TRUST BUT VERIFY

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