John David Santi
CIMA®Professional Summary
John David Santi, CIMA®, who also goes by John D Santi, is a registered financial advisor currently at MFO-USA ADVISORY, LLC located in Memphis, Tennessee. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John D Santi
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
38 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MFO-USA ADVISORY, LLC
Contact Information
Main Address
813 Ridge Lake Blvd. Suite 100, Memphis, TN 38120Phone Number
(901) 507-2150# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
34AUM (Assets Under Management)
$32,057,285Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/12/2021)
(7/5/2019)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view John David Santi's CRS (Customer Relationship Summary).
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ENVISION FINANCIAL PLANNING, LLC