Frank D. Bucher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Dwight Bucher, who also goes by Franklin Bucher, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1989. Frank had worked at 11 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2004 - January 6, 2014
STRATEGIC ADVISERS LLC
October 20, 1997 - January 6, 2014
FIDELITY BROKERAGE SERVICES LLC
August 17, 1995 - March 8, 1996
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 19, 1995 - August 9, 1995
MOMENTUM INDEPENDENT NETWORK INC.
October 31, 1994 - February 17, 1995
VOYA FINANCIAL ADVISORS, INC.
September 30, 1994 - October 28, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
September 30, 1994 - October 28, 1994
SIGNATOR INVESTORS, INC.
June 21, 1994 - October 4, 1994
NORTH AMERICAN MANAGEMENT, INC.
July 6, 1992 - March 22, 1994
CUNA BROKERAGE SERVICES, INC.
February 2, 1990 - June 6, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 2, 1990 - June 6, 1991
PRUCO SECURITIES, LLC.
February 10, 1989 - August 24, 1989
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 10, 1989 - August 24, 1989
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
