Jack D. Lampert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack David Lampert was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1988. Jack had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2002 - August 9, 2016
GE CAPITAL MARKETS, INC.
September 20, 1994 - June 7, 1995
CURREN & COMPANY
March 2, 1992 - September 16, 1992
GLOBALVEST SECURITIES, (USA), INC
May 26, 1989 - March 7, 1990
J & L INVESTMENT SERVICES, INC.
December 20, 1988 - May 17, 1989
GLOBALVEST SECURITIES, (USA), INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GE CAPITAL MARKETS, INC.
CRD#: 13349 / SEC#: , 8-29149
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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