Darrell J. Drummond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darrell John Drummond was a registered financial professional .
Darrell is a previously registered financial professional and started their career in finance in 1989. Darrell had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2016 - December 31, 2017
VALLEY WEALTH STRATEGIES
January 10, 2008 - June 20, 2017
NATIONAL PLANNING CORPORATION
January 13, 2006 - January 11, 2008
KIPP FINANCIAL GROUP, INC.
February 2, 2000 - December 31, 2006
NATIONAL PLANNING CORPORATION
January 21, 2000 - June 20, 2017
NATIONAL PLANNING CORPORATION
October 27, 1994 - February 11, 2000
ASSOCIATED SECURITIES CORP.
January 24, 1989 - November 7, 1994
IDS LIFE INSURANCE COMPANY
January 24, 1989 - November 7, 1994
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VALLEY WEALTH STRATEGIES
CRD#: 282275 / SEC#:
Contact information
Red Flags
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