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MS

Mark A. Savage

Some features on this profile are disabled
CRD#: 1907412
MS

Professional summary

Mark Anthony Savage was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Mark is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, Mark had worked at 14 firms, which includes FIRST CAMBRIDGE SECURITIES CORPORATION, GLOBAL EQUITIES GROUP INC, A. T. BROD & CO. INC., CORTLANDT CAPITAL CORPORATION, HANOVER STERLING & COMPANY LTD., NETWORK 1 FINANCIAL SECURITIES INC., CASTLE SECURITIES CORP., BARRETT DAY SECURITIES INC., PRINCETON FINANCIAL GROUP INC., GKN SECURITIES CORP., FIRST EAGLE INC., MLB INVESTMENTS LTD., BLINDER ROBINSON & CO. INC., WELLSHIRE SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 9, 1995 - May 23, 1997

FIRST CAMBRIDGE SECURITIES CORPORATION

BD
CRD#: 21846
NEW YORK, NY
Past

February 11, 1995 - October 30, 1995

GLOBAL EQUITIES GROUP INC

BD
CRD#: 34039
NEW YORK, NY
Past

November 14, 1994 - January 5, 1995

A. T. BROD & CO. INC.

BD
CRD#: 1319
CLEVELAND, OH
Past

October 7, 1993 - February 9, 1994

CORTLANDT CAPITAL CORPORATION

BD
CRD#: 25152
NEW YORK CITY, NY
Past

August 19, 1992 - October 21, 1993

HANOVER, STERLING & COMPANY LTD.

BD
CRD#: 15491
NEW YORK, NY
Past

March 3, 1992 - March 30, 1992

NETWORK 1 FINANCIAL SECURITIES INC.

BD
CRD#: 13577
RED BANK, NJ
Past

October 8, 1991 - November 15, 1991

CASTLE SECURITIES CORP.

BD
CRD#: 16077
FREEPORT, NY
Past

April 3, 1991 - September 24, 1991

BARRETT DAY SECURITIES, INC.

BD
CRD#: 17717
NEW YORK, NY
Past

January 3, 1991 - June 10, 1991

PRINCETON FINANCIAL GROUP, INC.

BD
CRD#: 14597
Past

October 5, 1990 - November 1, 1990

GKN SECURITIES CORP.

BD
CRD#: 19415
NEW YORK, NY
Past

April 10, 1990 - October 17, 1990

FIRST EAGLE, INC.

BD
CRD#: 16509
Past

February 28, 1990 - March 8, 1990

MLB INVESTMENTS, LTD.

BD
CRD#: 18280
Past

October 25, 1989 - November 10, 1989

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096
Past

October 25, 1989 - December 20, 1989

WELLSHIRE SECURITIES, INC.

BD
CRD#: 17939

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/1/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/21/1989
General Securities Representative Examination

Current Firm

FC
FIRST CAMBRIDGE SECURITIES CORPORATION
FIRST CAMBRIDGE SECURITIES CORPORATION | J.J. MORGAN & COMPANY | HEROLD SECURITIES INC.

CRD#: 21846 / SEC#: , 8-39108

BD
Terminated by SEC on 09/22/1997
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Contact information

Main Address
Mailing Address
Phone number
Established
Connecticut since 11/20/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST CAMBRIDGE SECURITIES CORPORATION

CRD#: 21846

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