Shaun Thomas Scott
AIF®Professional Summary
Shaun Thomas Scott, AIF® is a registered financial advisor currently at OLD FORGE WEALTH MANAGEMENT, LLC located in Warwick, Rhode Island. Shaun is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Shaun has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
OLD FORGE WEALTH MANAGEMENT, LLC
Contact Information
Main Address
3351 Post Road First Floor, Warwick, RI 02886Phone Number
(401) 885-5787# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
467AUM (Assets Under Management)
$99,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/23/2023)
(9/6/2023)
(8/24/2023)
(11/1/2022)
(4/14/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1989About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Shaun Thomas Scott's CRS (Customer Relationship Summary).
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