George A. Matyas
Professional summary
George Adalbert Matyas, who also goes by George A Matyas, George Adelbert Matyas, is a registered financial professional currently at NORTH CAPITAL PRIVATE SECURITIES CORPORATION located in Salt Lake City, Utah.
George is registered as a RR (Registered Representative) and started their career in finance in 1989. George has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Adalbert Matyas's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2013 - Present
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
Office #1: 623 E Ft Union Blvd Suite 101, Salt Lake City, UT 84047June 7, 2011 - November 1, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
June 7, 2011 - November 1, 2011
CAPITOL SECURITIES MANAGEMENT, INC.
January 21, 2009 - June 8, 2009
LASALLE ST SECURITIES, L.L.C.
June 23, 2005 - February 26, 2009
BREWER FINANCIAL SERVICES, LLC
September 9, 2004 - February 24, 2005
UHLMANN PRICE SECURITIES, LLC
July 3, 2003 - March 26, 2004
CURIAN CAPITAL, LLC
March 13, 2003 - March 26, 2004
INVESTMENT CENTERS OF AMERICA, INC.
January 9, 2003 - February 4, 2003
VOYA INVESTMENTS DISTRIBUTOR, LLC
September 14, 1999 - June 6, 2002
INVESCO DISTRIBUTORS, INC.
January 31, 1997 - October 5, 1999
GOLDMAN SACHS & CO. LLC
July 17, 1996 - January 24, 1997
DELAWARE DISTRIBUTORS, L.P.
November 12, 1992 - August 17, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
January 30, 1991 - August 21, 1992
LASALLE ST SECURITIES, L.L.C.
January 11, 1989 - March 29, 1989
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/6/2021)
(10/14/2013)
(10/6/2021)
(3/8/2022)
(10/15/2013)
(3/8/2022)
(3/8/2022)
(3/9/2022)
(10/6/2021)
(10/6/2021)
Exams
FINRA
Current Firm
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
CRD#: 154559 / SEC#: , 8-68648
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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