Jerry M. Sjostrom

SJOSTROM FINANCIAL PLANNING

OAK PARK, IL

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CRD#: 1907214

Professional summary

Jerry Michael Sjostrom, who also goes by Jerry M Sjostrom, is a registered financial advisor currently at SJOSTROM FINANCIAL PLANNING INC. located in Oak Park, Illinois.

Jerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Jerry has worked at 3 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry M Sjostrom

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SJOSTROM FINANCIAL PLANNING, INC. INVESTMENT RELATED OAK PARK, IL FINANCIAL PLANNING 6/02-PRESENT 40 HOURS PER MONTH 0 DURING TRADING NEW ENTITY WHICH HAS JUST BEEN ESTABLISHED AS A CORPORATION. APPLICATION IS IN PROCESS TO THE IL SECURITIES DEP AS A REGISTERED INVESTMENT ADVISOR, AT PRESENT THERE ARE NO CLIENTS AND NO ($100) ASSETS. COPIES OF INVESTMEN ADVISOR CONTRCT (WILL BE COMPLETED SHORTLY) WILL BE SENT AS SOON AS AVAILABLE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Michael Sjostrom's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2002 - Present

SJOSTROM FINANCIAL PLANNING INC.

RIA

CRD#: 123607

OAK PARK, IL

Past

October 31, 1995 - December 31, 2005

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

December 21, 1988 - November 8, 1995

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/29/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 2/14/1989

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 12/20/1988

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SJOSTROM FINANCIAL PLANNING INC.

CRD#: 123607 / SEC#:

Illinois

Registered Investment Advisory firm - (7/29/2002 Approved)

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Contact information

Main Address

Oak Park, IL

Mailing Address

Phone number

(708) 445-3732

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 12,350,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerry M. Sjostrom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerry Michael Sjostrom's CRS (Customer Relationship Summary).

Certified licenses

Experience

SJOSTROM FINANCIAL PLANNING INC.

THE O.N. EQUITY SALES COMPANY

LINCOLN FINANCIAL DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/1998

Series 63

Date: 7/29/1991

Series 22

Date: 2/14/1989

Series 6

Date: 12/20/1988

Current Firm

SJOSTROM FINANCIAL PLANNING INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SJOSTROM FINANCIAL PLANNING INC.

TRUST BUT VERIFY

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