Peter J. Dellagrotte

WEALTH MANAGEMENT ADVISERS

Middletown, CT

Some features on this profile are disabled

CRD#: 1907166

Professional summary

Peter Joseph Dellagrotte is a registered financial advisor currently at WEALTH MANAGEMENT ADVISERS, LLC located in Middletown, Connecticut.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Peter has worked at 9 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PETER J DELLAGROTTE-CT 06457-NOT INVEST-OWNER-30 HRS/MO, ALL DURING TRADING HRS-TAX PREPARATION & TAX PLANNING.-WEALTH MANAGEMENT ADVISERS, LLC;CT 05457-INVESTMENT RELATED-1/15/07-WEALTH MANAGEMENT ADVISERS,LLC-PRESIDENT/OWNER;INVESTMENT ADVISORY & FINANCIAL PLANNING-160HRS/MO TIME SPENT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Joseph Dellagrotte's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 1, 2006 - Present

WEALTH MANAGEMENT ADVISERS, LLC

RIA

CRD#: 128836

Middletown, CT

Past

January 9, 2007 - September 13, 2007

NATIONAL PLANNING CORPORATION

CRD#: 29604

MIDDLETOWN, CT

Past

February 7, 2003 - December 31, 2005

WEALTH MANAGEMENT ADVISERS, LLC

RIA

CRD#: 128836

MIDDLETOWN, CT

Past

January 3, 2003 - December 31, 2006

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

MIDDLETON, CT

Past

December 16, 2001 - December 31, 2002

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

July 3, 1995 - December 16, 2001

AMERICAN CAPITAL CORPORATION

CRD#: 16124

VALLEY FORGE, PA

Past

October 4, 1993 - July 15, 1994

LIGHTHOUSE SECURITIES, LTD.

CRD#: 16241

HARTFORD, CT

Past

July 13, 1990 - October 3, 1991

FINANCIAL SECURITIES NETWORK,INC.

CRD#: 16153

Past

December 20, 1988 - June 5, 1990

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 20, 1988 - June 5, 1990

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/1/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/16/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/9/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/17/1988

General Securities Representative Examination

Current Firm

WEALTH MANAGEMENT ADVISERS, LLC

CRD#: 128836 / SEC#:

Connecticut

Registered Investment Advisory firm - (2/7/2003 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Middletown, CT

Mailing Address

Phone number

(860) 614-0456

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 66,180,230

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter J. Dellagrotte

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Joseph Dellagrotte's CRS (Customer Relationship Summary).

Certified licenses

Experience

NATIONAL PLANNING CORPORATION

WEALTH MANAGEMENT ADVISERS, LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

PAN-AMERICAN FINANCIAL ADVISERS

AMERICAN CAPITAL CORPORATION

LIGHTHOUSE SECURITIES, LTD.

FINANCIAL SECURITIES NETWORK,INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/16/1998

Series 63

Date: 1/9/1989

Series 7

Date: 12/17/1988

Current Firm

WEALTH MANAGEMENT ADVISERS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH MANAGEMENT ADVISERS, LLC

TRUST BUT VERIFY

Similar Advisors