Theodore A. Halseth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theodore Alan Halseth, CFP®, who also goes by Ted A Halseth, Ted Alan Halseth, Theodore A Halseth, was a registered financial professional .
Theodore is a previously registered financial professional and started their career in finance in 1989. Theodore had worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Services Offered
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
January 26, 2012 - July 15, 2026
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 18, 2012 - July 15, 2026
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 22, 2007 - July 16, 2012
ADDISON AVENUE FINANCIAL PARTNERS, LLC
March 19, 2007 - January 25, 2012
ESSEX NATIONAL SECURITIES, LLC
November 28, 2006 - March 9, 2007
BB&T INVESTMENT SERVICES, INC.
November 14, 2006 - March 9, 2007
BB&T INVESTMENT SERVICES, INC.
November 15, 2000 - November 27, 2006
TRUIST INVESTMENT SERVICES, INC.
November 14, 2000 - November 27, 2006
TRUIST INVESTMENT SERVICES, INC.
August 27, 1996 - May 27, 1999
SENTINEL FINANCIAL SERVICES COMPANY
February 1, 1994 - November 14, 1995
JMC INVESTMENT SERVICES, INC.
June 5, 1993 - February 9, 1994
FIRST HORIZON ADVISORS, INC.
October 1, 1991 - May 28, 1993
ROBERT THOMAS SECURITIES, INC
February 6, 1989 - October 1, 1991
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,107,860 |
| AUM (Assets Under Management) | $ 390,042,864,529 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
