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KH

Kevin C. Held

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CRD#: 1906882
KH

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Charles Held was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1989. Kevin had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 19, 2014 - July 6, 2018

TS IMAGINE BROKERAGE SERVICES, LLC

BD
CRD#: 146283
New York, NY
Past

March 23, 2007 - September 19, 2007

MILETUS TRADING, LLC

BD
CRD#: 127732
NEW YORK, NY
Past

April 3, 2002 - December 3, 2014

LIQUIDNET, INC.

BD
CRD#: 103987
NEW YORK, NY
Past

February 21, 2002 - April 2, 2002

FURTHER LANE SECURITIES, L.P.

BD
CRD#: 38162
NEW YORK, NY
Past

December 18, 2001 - January 30, 2002

HALLIDAY FINANCIAL, LLC

BD
CRD#: 31741
GLEN HEAD, NY
Past

April 2, 2001 - May 24, 2001

PITTSBURG INSTITUTIONAL INC.

BD
CRD#: 36754
GREAT NECK, NY
Past

September 28, 2000 - February 8, 2002

FRG SECURITIES, LLC

BD
CRD#: 44845
NEW YORK, NY
Past

June 30, 1999 - April 4, 2000

NORTHRIDGE CAPITAL CORPORATION

BD
CRD#: 16467
MELVILLE, NY
Past

July 17, 1998 - December 15, 1998

FIRST PROVIDENCE FINANCIAL GROUP, LLC

BD
CRD#: 39469
PORT WASHINGTON, NY
Past

September 16, 1996 - July 13, 1998

FOSTER JEFFRIES SECURITIES, LLC

BD
CRD#: 30144
WESTBURY, NY
Past

January 11, 1995 - September 11, 1996

SANDLER, O'NEILL & PARTNERS, L.P.

BD
CRD#: 23328
NEW YORK, NY
Past

February 21, 1989 - June 8, 1995

ADAMS, COHEN SECURITIES INC.

BD
CRD#: 15756

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/23/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/6/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/19/1989
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/20/1991
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/17/1989
Financial and Operations Principal Examination

Current Firm

TI
TS IMAGINE BROKERAGE SERVICES, LLC
TRADINGSCREEN BROKERAGE SERVICES LLC | TS IMAGINE BROKERAGE SERVICES, LLC

CRD#: 146283 / SEC#: , 8-67807

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
125 West 25th Street 8th Floor, New York, NY 10001
Mailing Address
125 West 25th Street 8th Floor, New York, NY 10001
Phone number
(212) 359-4100
Established
Delaware since 12/14/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
TELOS INTERMEDIATE INC.DIRECT OWNER/SOLE MEMBER
EBERT, PAUL FRANCISFINANCIAL AND OPERATIONS OFFICER PRINCIPAL1121231
EVANS, TREVER MICHAELCEO/CCO7758070
PEACHWAY, KATHERINE ACFO4996512

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TS IMAGINE BROKERAGE SERVICES, LLC

CRD#: 146283

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