Charles R. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Raymond Morgan, who also goes by Chuck Morgan, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1989. Charles had worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 6, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2015 - December 31, 2017
MORGAN LEGACY GROUP, INC.
November 26, 2013 - July 7, 2014
REGAL INVESTMENT ADVISORS LLC
August 20, 2007 - December 31, 2013
ONYX WEALTH ADVISORS, INC.
August 17, 2007 - December 31, 2010
CAMBRIDGE LEGACY SECURITIES L.L.C.
November 23, 2005 - August 20, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 23, 2002 - August 20, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 6, 1989 - November 24, 1990
TRANSAMERICA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MORGAN LEGACY GROUP, INC.
CRD#: 172262 / SEC#:
Contact information
Red Flags
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