Brien L. Smith

TRADITIONS WEALTH ADVISORS.

College Station, TX 77845-5037

Some features on this profile are disabled

CRD#: 1906664

Professional summary

Brien Louis Smith, CFP® is a registered financial advisor currently at TRADITIONS WEALTH ADVISORS, LLC. located in College Station, Texas.

Brien is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Brien has worked at 6 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Retirement Planning

Estate Planning

Investment Planning

Insurance Planning

Small Business Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SPIRIT FIDUCIARY PARTNERS; INVESTMENT RELATED; 2700 EARL RUDDER FRWY S., SUITE #2600 COLLEGE STATION, TX 77845; ASSET MANAGMENT FOR CHURCH, PRIVATE AND NON-PROFIT FOUNDATIONS; OWNER; START DATE: 1/5/12; APPROX 30 HRS/MO INVESTMENT ADVISOR TOWARD MANAGING ASSETS FOR CHURCH, PRIVATE, AND NON-PROFIT FOUNDATIONS AND ENDOWMENTS 2) SPIRIT STEWARDSHIP MINISTRIES; NOT INVESTMENT RELATED; 2700 EARL RUDDER FRWY S., SUITE #2600 COLLEGE STATION, TX 77845; FINANCIAL STEWARDSHIP EDUCATION; OWNER; START DATE: 01/01/2012; APPROX 10 HRS/MO; TEACH AND EDUCATE PARTICIPANTS ABOUT FINANCIAL STEWARDSHIP USUALLY THROUGH CHURCH CONGREGATIONS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brien Louis Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

January 1, 2008 - Present

TRADITIONS WEALTH ADVISORS, LLC.

Office #1: 2700 Earl Rudder Frwy S. Suite 2600, College Station, TX 77845-5037

RIA

CRD#: 128135

College Station, TX

Past

July 1, 2004 - March 31, 2014

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

COLLEGE STATION, TX

Past

May 25, 2004 - December 31, 2007

TRADITIONS WEALTH ADVISORS, LLC.

RIA

CRD#: 128135

COLLEGE STATION, TX

Past

July 12, 1995 - July 26, 2004

CARTER ADVISORY SERVICES, INC

RIA

CRD#: 116249

COLLEGE STATION, TX

Past

March 1, 1994 - July 8, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

February 14, 1989 - March 7, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 14, 1989 - March 7, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(1/9/2025)

IAR

Texas
(1/1/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/22/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/11/1989

General Securities Representative Examination

Current Firm

TRADITIONS WEALTH ADVISORS, LLC.

BRIEN L. SMITH, CFP | TRADITIONS WEALTH ADVISORS, LLC. | SPIRIT STEWARDSHIP MINISTRIES | SPIRIT FIDUCIARY PARTNERS | SMITH, BRIEN LOUIS

CRD#: 128135 / SEC#:

Louisiana

Registered Investment Advisory firm - (1/9/2025 Approved)

Texas

Registered Investment Advisory firm - (1/1/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2700 Earl Rudder Frwy S. Suite 2600, College Station, TX 77845-5037

Mailing Address

Phone number

(979) 694-9100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	323
AUM (Assets Under Management)	$ 88,831,993

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Mark Happe

VALIC FINANCIAL ADVISORS, INC.

HOUSTON, TX

Eric Smith

J. W. COLE ADVISORS, INC.

IAR

JACKSONVILLE, FL

Joshua Carter

MML INVESTORS SERVICES, LLC

IAR

Conway, AR

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brien L. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brien Louis Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRADITIONS WEALTH ADVISORS, LLC.

PURSHE KAPLAN STERLING INVESTMENTS

TRADITIONS WEALTH ADVISORS, LLC.

CARTER ADVISORY SERVICES, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/1989

Series 7

Date: 2/11/1989

Current Firm

TRADITIONS WEALTH ADVISORS, LLC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRADITIONS WEALTH ADVISORS, LLC.

TRUST BUT VERIFY

Contact information

Similar Advisors