CH
Colin P. Heafy
KEY GROUP MANAGEMENT
RAMSEY, NJ 07446
Some features on this profile are disabled
CRD#: 1906579
CH
Professional summary
Colin Patrick Heafy, who also goes by Haefy Colin, Colin Patrick Heafy, is a registered financial advisor currently at KEY GROUP MANAGEMENT, INC. located in Ramsey, New Jersey and CETERA WEALTH SERVICES, LLC located in Ramsey, New Jersey.
Colin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Colin has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Haefy Colin | Colin Patrick Heafy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) KEY GROUP MANAGEMENT INC; Investment Related; Ramsey, NJ; RIA; President; Start Date 06/1997; 35 hours per month; RIA, estate and tax planning, asset management. >> RED CAPTURE; Non-Investment Related; Phoenix, AZ; Other-Software; Partner; Start Date 08/2018; 2 hours per month with both of those hours occurring during trading hours; Redtail client onboarding software development. >> TOCR; Investment Related; Ramsey, NJ; Real Estate; Realtor; Start Date 02/2020; 1 hour per month with no hours per month during trading hours; Maintain my NJ real estate license for personal use. >> COLIN HEAFY - INSURANCE: Investment Related; Ramsey, NJ; Insurance; Independent Insurance Producer; Start Date 06/1997; 5 hours per month with those 5 hours occurring during trading hours; Insurance sales and service with varied carriers. >> KEY GROUP TAX; Non-Investment Related; Ramsey, NJ; Tax Service; Passive Owner; Start Date 06/2022; 2 hours per month with both hours per month occurring during trading hours; Provide tax services. >> TRUSTEE; Investment Related; Ramsey, NJ; Other; Trustee; Start Date 09/2023; 2 hours per month with no hours per month occurring during trading hours; Trustee for two family members. >> TAX PREP; Non-Investment Related; Fountain Hills, AZ; Accounting; Partner; Start Date 03/2022; 2 hours per month with those hours occurring during trading hours; Tax preparation.
CRS (Client Relationship Summary) - RIA
Click below to view Colin Patrick Heafy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 14, 2008 - Present
KEY GROUP MANAGEMENT, INC.
Office #1: 545 Island Road Suite 3d, Ramsey, NJ 07446RIA
CRD#: 146054
RAMSEY, NJ
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 70 Hilltop Road, Suite 2450, Ramsey, NJ 07446BD
CRD#: 13572
Ramsey, NJ
Past
August 5, 2022 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Ramsey, NJ
Past
March 10, 2017 - August 17, 2022
OSAIC WEALTH, INC.
BD
CRD#: 23131
RAMSEY, NJ
Past
January 9, 2009 - March 13, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
RAMSEY, NJ
Past
December 12, 2003 - January 29, 2009
OSAIC WEALTH, INC.
RIA
CRD#: 23131
RAMSEY, NJ
Past
June 24, 2003 - January 29, 2009
OSAIC WEALTH, INC.
BD
CRD#: 23131
RAMSEY, NJ
Past
May 15, 1997 - June 24, 2003
THE KEY GROUP INC.
BD
CRD#: 42373
RAMSEY, NJ
Past
June 2, 1995 - June 25, 1997
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
January 8, 1991 - June 26, 1995
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KG
KEY GROUP MANAGEMENT, INC.
KEY GROUP MANAGEMENT, INC.
CRD#: 146054 / SEC#: 801-114845
RIA
Registered Investment Advisory firm - (4/1/2019 Approved)Arizona
Registered Investment Advisory firm - (5/17/2019 Terminated)New Jersey
Registered Investment Advisory firm - (1/28/2020 Terminated)Texas
Registered Investment Advisory firm - (5/17/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(2/20/2025)
RR
Connecticut(2/20/2025)
RR
Florida(2/20/2025)
RR
Michigan(2/20/2025)
RR
Missouri(2/20/2025)
IAR
New Jersey(5/14/2008)
RR
New Jersey(2/20/2025)
RR
New Mexico(2/20/2025)
RR
New York(2/20/2025)
RR
North Carolina(2/20/2025)
RR
Tennessee(2/20/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KG
KEY GROUP MANAGEMENT, INC.
KEY GROUP MANAGEMENT, INC.
CRD#: 146054 / SEC#: 801-114845
RIA
Registered Investment Advisory firm - (4/1/2019 Approved)Arizona
Registered Investment Advisory firm - (5/17/2019 Terminated)New Jersey
Registered Investment Advisory firm - (1/28/2020 Terminated)Texas
Registered Investment Advisory firm - (5/17/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17100 E Shea Blvd Suite 400a, Fountain Hills, AZ 85268
Mailing Address
Phone number
(480) 477-5252
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 600 |
| AUM (Assets Under Management) | $ 235,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
