Todd H. Mcwilliams

MCWILLIAMS ASSET MANAGEMENT

SAN MARCOS, CA

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CRD#: 1906435

Professional summary

Todd Holland Mcwilliams is a registered financial advisor currently at MCWILLIAMS ASSET MANAGEMENT INC. located in San Marcos, California.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Todd has worked at 12 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Holland Mcwilliams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2025 - Present

MCWILLIAMS ASSET MANAGEMENT INC.

RIA

CRD#: 331404

SAN MARCOS, CA

Past

December 5, 2023 - March 14, 2024

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

SAN DIEGO, CA

Past

December 5, 2023 - March 14, 2024

WEDBUSH SECURITIES INC.

CRD#: 877

SAN DIEGO, CA

Past

March 23, 2021 - August 9, 2023

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

LOS ANGELES, CA

Past

March 22, 2021 - August 9, 2023

WEDBUSH SECURITIES INC.

CRD#: 877

LOS ANGELES, CA

Past

June 18, 2020 - March 15, 2021

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

MEMPHIS, TN

Past

November 30, 2017 - March 15, 2021

B. RILEY SECURITIES, INC.

CRD#: 25027

LOS ANGELES, CA

Past

December 19, 2012 - November 30, 2017

B. RILEY & CO., LLC

CRD#: 40355

LOS ANGELES, CA

Past

August 9, 2002 - December 14, 2012

CARIS & COMPANY, INC.

CRD#: 104235

SAN DIEGO, CA

Past

September 1, 1998 - August 27, 2002

ROBERTSON STEPHENS, INC.

CRD#: 41271

SAN FRANCISCO, CA

Past

October 20, 1997 - September 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

Past

November 11, 1996 - September 26, 1997

SUTRO & CO. INCORPORATED

CRD#: 801

SAN FRANCISCO, CA

Past

March 9, 1993 - November 20, 1996

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

July 29, 1991 - February 22, 1993

WEDBUSH SECURITIES INC.

CRD#: 877

PASADENA, CA

Past

May 2, 1990 - April 23, 1991

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

October 25, 1989 - April 5, 1990

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

CRD#: 76

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/22/2025)

IAR

Texas
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/8/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/12/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 12/1/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/13/2001

General Securities Principal Examination

Current Firm

MCWILLIAMS ASSET MANAGEMENT INC.

CRD#: 331404 / SEC#:

California

Registered Investment Advisory firm - (1/22/2025 Approved)

Texas

Registered Investment Advisory firm - (9/8/2025 Approved)

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Contact information

Main Address

1645 Milan Way, San Marcos, CA 92078

Mailing Address

Phone number

(858) 228-0618

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 3,029,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Todd H. Mcwilliams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Holland Mcwilliams's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

B. RILEY WEALTH MANAGEMENT

B. RILEY SECURITIES, INC.

B. RILEY & CO., LLC

CARIS & COMPANY, INC.

ROBERTSON STEPHENS, INC.

BANCAMERICA SECURITIES, INC.

SUTRO & CO. INCORPORATED

GRUNTAL & CO., L.L.C.

WEDBUSH SECURITIES INC.

KIDDER, PEABODY & CO. INCORPORATED

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/8/2024

Series 63

Date: 2/12/2003

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 12/1/1998

Series 7

Date: 10/21/1989

Series 24

Date: 8/13/2001

Current Firm

MCWILLIAMS ASSET MANAGEMENT INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MCWILLIAMS ASSET MANAGEMENT INC.

TRUST BUT VERIFY

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