DC
David M. Chaney
HORNOR, TOWNSEND & KENT
Oklahoma City, OK 73112
Some features on this profile are disabled
CRD#: 1906333
DC
Professional summary
David Michael Chaney, ChFC®, CLU® is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Oklahoma City, Oklahoma.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: LEGACY AND SUCCESSION | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: ADDRESS: 3030 NW EXPRESSWAY, SUITE 700, OKLAHOMA CITY, OK 73112 | START DATE: 6/15/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE: CARRIERS : ASSIST CLIENTS WHEN ,SHOPING & COMPLETING LIFE APPLICATIONS, (WORKING WITH FIXED LIFE INSURANCE, FIXED ANNUITY AND DISABILITY INSURANCE). 2)FIXED LIFE INSURANCE SALES DBA: Higginbotham Financial POSITION: Agent NATURE: Life Insurance brokerage INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 6 START DATE: 09/01/2023 ADDRESS: 1601 NW Expressway, Ste. 1900, Oklahoma City OK 73118, United States DESCRIPTION: Assisting Property Casualty Agents in sale of fixed life Insurance
CRS (Client Relationship Summary) - RIA
Click below to view David Michael Chaney's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Michael Chaney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 29, 2013 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 3030 Nw Expressway Suite #700, Oklahoma City, OK 73112RIA
BD
CRD#: 4031
Oklahoma City, OK
Current
May 2, 2012 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 3030 Nw Expressway Suite #700, Oklahoma City, OK 73112RIA
BD
CRD#: 4031
Oklahoma City, OK
Past
May 13, 2005 - May 10, 2012
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
OKLAHOMA CITY, OK
Past
August 26, 2004 - May 10, 2012
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
OKLAHOMA CITY, OK
Past
April 8, 2002 - March 21, 2003
SPELMAN & CO., INC.
RIA
CRD#: 10232
EDMOND, OK
Past
February 28, 2000 - March 21, 2003
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Past
September 2, 1997 - March 1, 2000
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
December 20, 1988 - August 26, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
December 20, 1988 - August 26, 1997
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(8/3/2022)
RR
Arkansas(5/2/2012)
RR
Colorado(5/3/2012)
RR
Florida(8/8/2013)
RR
Kansas(5/2/2012)
RR
Montana(7/9/2015)
RR
New Mexico(6/1/2016)
RR
Ohio(5/3/2012)
RR
Oklahoma(5/2/2012)
IAR
Oklahoma(1/29/2013)
RR
South Dakota(4/28/2016)
RR
Tennessee(11/1/2024)
RR
Texas(5/2/2012)
IAR
Texas(11/26/2021)
RR
West Virginia(9/8/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
