Paul C. Hayes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Craig Hayes, CFP®, who also goes by Craig Hayes, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1989. Paul had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2013 - June 3, 2016
MARCH CAPITAL CORP.
November 7, 2006 - September 19, 2011
NFSG CORPORATION
July 6, 2006 - September 19, 2011
NEWBRIDGE SECURITIES CORPORATION
September 23, 2005 - July 5, 2006
WELLS FARGO CLEARING SERVICES, LLC
November 16, 2001 - July 5, 2006
WELLS FARGO CLEARING SERVICES, LLC
April 5, 1993 - November 13, 2001
BLUESTONE CAPITAL CORP.
February 22, 1990 - April 5, 1993
GRUNTAL & CO., L.L.C.
January 30, 1990 - March 1, 1990
RODMAN & RENSHAW INC.
May 9, 1989 - January 30, 1990
GRUNTAL & CO., L.L.C.
February 28, 1989 - November 15, 1989
HAYES BROTHERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARCH CAPITAL CORP.
CRD#: 24142 / SEC#: , 8-41173
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 83,479,520 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
