Helen A. Jensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helen Annie Jensen was a registered financial advisor .
Helen is a previously registered financial advisor and started their career in finance in 1989. Helen had worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2004 - November 18, 2005
BRECEK & YOUNG ADVISORS, INC.
September 15, 2004 - November 18, 2005
BRECEK & YOUNG ADVISORS, INC.
November 6, 2002 - September 7, 2004
CUNA BROKERAGE SERVICES, INC.
November 6, 2002 - September 7, 2004
CUNA BROKERAGE SERVICES, INC.
April 18, 2001 - October 28, 2002
1ST GLOBAL ADVISORS INC
February 22, 2001 - October 28, 2002
1ST GLOBAL CAPITAL CORP.
May 11, 2000 - November 30, 2000
PEOPLE'S SECURITIES, INC.
January 2, 1997 - November 22, 1999
FIS SECURITIES, INC.
March 25, 1994 - December 31, 1996
CONSECO SECURITIES, INC.
February 16, 1994 - March 26, 1994
USLIFE EQUITY SALES CORP.
July 8, 1991 - January 4, 1994
METROPOLITAN LIFE INSURANCE COMPANY
July 8, 1991 - January 4, 1994
MSI FINANCIAL SERVICES, INC.
August 29, 1989 - June 8, 1990
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRECEK & YOUNG ADVISORS, INC.
CRD#: 40395 / SEC#: 801-51940, 8-49022
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITIES AMERICA FINANCIAL CORPORATION | HOLDING COMPANY | |
| DEWALD, TERRANCE SHAWN | SENIOR VP, GENERAL COUNSEL, SECRETARY | 3173980 |
| HEENEY, JAMES MICHEAL | SENIOR VP, SALES SUPERVISION AND OPERATIONS | 3019122 |
| MCWHORTER, STEVEN FORD | CEO, DIRECTOR | 2130681 |
| MILLER, KEVIN JOSEPH | CHIEF COMPLIANCE OFFICER, VP, DEP GEN COUNSEL, PRIVACY, AML, IDENTITY THEFT PROTECTION POLICY, & RISK OFFICER | 4133001 |
| NAGENGAST, JAMES DELWYN | DIRECTOR | 2571451 |
| PARSONS, GAYLE ELIZABETH | VP, TREASURER, FINOP | 2824340 |
| RANNEY, CHRISTOPHER JOHN | PRESIDENT, DIRECTOR | 1708781 |
| WERTHEIM, PAMELA JANINE | DIRECTOR | 1311477 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
