CR
Clifford R. Reid
REID & RUDIGER LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 1905920
CR
Professional summary
Clifford Ronald Reid is a registered financial professional currently at REID & RUDIGER LLC located in New York, New York.
Clifford is registered as a RR (Registered Representative) and started their career in finance in 1989. Clifford has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Clifford Ronald Reid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 1999 - Present
REID & RUDIGER LLC
Office #1: 40 Wall Street Ste 1708, New York, NY 10005Office #2: 55 Broad Street 28th Floor, New York, NY 10004BD
CRD#: 47263
New York, NY
Past
November 23, 1994 - January 30, 1998
NICHOLS, SAFINA, LERNER & CO. INC.
BD
CRD#: 35476
NEW YORK, NY
Past
December 3, 1991 - November 14, 1994
GRUNTAL & CO., L.L.C.
BD
CRD#: 372
NEW YORK, NY
Past
September 5, 1989 - December 4, 1991
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
EDISON, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/18/2000)
RR
Arizona(2/17/2000)
RR
Arkansas(11/10/1999)
RR
California(10/5/1999)
RR
Colorado(1/18/2001)
RR
Connecticut(12/7/1999)
RR
Delaware(10/6/1999)
RR
District of Columbia(10/7/1999)
RR
Florida(3/15/2000)
RR
Georgia(1/17/2001)
RR
Idaho(10/7/1999)
RR
Illinois(11/2/1999)
RR
Indiana(1/18/2001)
RR
Iowa(3/30/2001)
RR
Kansas(1/18/2001)
RR
Kentucky(1/31/2000)
RR
Louisiana(4/5/2000)
RR
Maryland(10/8/1999)
RR
Massachusetts(1/25/2001)
RR
Michigan(1/18/2001)
RR
Minnesota(2/15/2000)
RR
Mississippi(11/19/1999)
RR
Missouri(1/23/2001)
RR
Montana(11/5/1999)
RR
Nebraska(12/13/1999)
RR
Nevada(11/4/1999)
RR
New Hampshire(6/7/2024)
RR
New Jersey(10/27/1999)
RR
New Mexico(10/20/1999)
RR
New York(10/15/1999)
RR
North Carolina(10/26/1999)
RR
North Dakota(1/18/2001)
RR
Ohio(1/24/2001)
RR
Oklahoma(10/5/1999)
RR
Oregon(1/18/2001)
RR
Pennsylvania(10/12/1999)
RR
Rhode Island(1/22/2001)
RR
South Carolina(1/18/2001)
RR
South Dakota(3/1/2007)
RR
Tennessee(10/19/1999)
RR
Texas(2/29/2000)
RR
Utah(1/7/2010)
RR
Virginia(1/19/2001)
RR
Washington(10/27/1999)
RR
West Virginia(10/22/1999)
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Wisconsin(10/25/1999)
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Wyoming(11/26/1999)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
R&
REID & RUDIGER LLC
REID & RUDIGER LLC
CRD#: 47263 / SEC#: , 8-51721
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
40 Wall Street Ste 1708, New York, NY 10005
Mailing Address
40 Wall Street Ste 706, New York, NY 10005
Phone number
(212) 785-0500
Established
New York since 03/18/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (48 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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