RB
Roger W. Bowlin
SECURE ASSET MANAGEMENT, L.L.C.
Portland, OR 97232
Some features on this profile are disabled
CRD#: 1905652
RB
Professional summary
Roger William Bowlin is a registered financial advisor currently at SECURE ASSET MANAGEMENT, L.L.C. located in Portland, Oregon and AURORA SECURITIES located in Kirkland, Washington.
Roger is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Roger has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Advisor Board Member-"Washington Policy Center". Non-Profit Providing Non-Partisan Studies For WA state since 06/2010. Non-Investment Related. Approx. 5% Time Spent. Business conducted at 1100 Olive Way, Suite 1500 Seattle, WA 98101. 2. 100% Owner of Real Estate Transition Solutions, LLC. Consulting to real estate owners providing feasibility, resources, and cost analysis for development or enhancement of their property since 2011. Investment related. 25% during business hours in 10510 Northup Way, Suite 150 Kirkland, WA. 3. Riverwalk Holdings, Chelan, WA. Investment Related. Real estate rental property providing rental income since June 2014. 1-5 hrs/mo outside business hours, 1-5 hrs/mo during business hours. 4. R.W. Bowlin Investment Solutions, Inc. Investment Related. 10510 Northup Way, Suite 150 Kirkland, WA 98033. Securities DBA. Owner/President. Duties include securities related activities and recommendations/placement. 11-20 hrs/mo outside business hours, 21-40 hrs/mo during business hours. 5. Riverwalk 2, 3 and 4. Business conducted at 10510 Northup Way, Suite 150, Kirkland, WA 98033. Investment-Related. Real estate rental property. Start date September 2021. 1-5 hrs/mo outside business hours, 1-5 hrs/mo during trading hours. 6. Secure Asset Management, LLC. Investment related. Business conducted at 10510 Northup Way, Suite 150 Kirkland, WA 98033. Investment Advisor Representative. Start date: May 2021. Part time during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Roger William Bowlin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2021 - Present
SECURE ASSET MANAGEMENT, L.L.C.
Office #1: 650 Ne Holladay Street Suite 1600, Portland, OR 97232Office #2: 1 Market Street 36th Floor, San Francisco, CA 94105Office #3: 10510 Northup Way Suite 150, Kirkland, WA 98033RIA
CRD#: 144046
Portland, OR
Current
April 30, 2021 - Present
AURORA SECURITIES
Office #1: 10510 Northup Way Suite 150, Kirkland, WA 98033Office #2: 650 Ne Holladay Street Suite 1600, Portland, OR 97232BD
CRD#: 46147
Kirkland, WA
Past
May 23, 2016 - April 30, 2021
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Mercer Island, WA
Past
May 23, 2016 - April 30, 2021
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Mercer Island, WA
Past
December 12, 2008 - May 19, 2016
INDEPENDENT FINANCIAL GROUP, LLC
RIA
CRD#: 7717
Issaquah, WA
Past
December 12, 2008 - May 19, 2016
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
Issaquah, WA
Past
October 18, 2007 - December 15, 2008
EPLANNING SECURITIES, INC.
BD
CRD#: 46000
EDMONDS, WA
Past
October 17, 2007 - December 15, 2008
EPLANNING ADVISORS INC
RIA
CRD#: 109184
ROSEVILLE, CA
Past
June 23, 2000 - October 18, 2007
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
SEATTLE, WA
Past
June 19, 2000 - October 18, 2007
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
EDMONDS, WA
Past
May 7, 1994 - July 19, 2000
PACIFIC HARBOR SECURITIES, INC.
BD
CRD#: 8755
HIGHLAND, UT
Past
June 4, 1993 - April 8, 1994
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
June 21, 1990 - May 26, 1992
PACIFIC HARBOR SECURITIES, INC.
BD
CRD#: 8755
HIGHLAND, UT
Past
December 8, 1988 - October 25, 1989
HALLIDAY CAPITAL, INC.
BD
CRD#: 16547
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SECURE ASSET MANAGEMENT, L.L.C.
1031 CONSULTING AND SERVICES GROUP | WITTENBERG INVESTMENTS, INC | TRANSCEND FINANCIAL | TRADEWELL TAX & FINANCIAL | TRADEWELL FINANCIAL | TITAN WEALTH ADVISORS | THOMAS FINANCIAL | SON LIGHT INC. | SECURE MANAGEMENT | SECURE ASSET MANAGEMENT, LLC | SECURE ASSET MANAGEMENT, L.L.C. | RW BOWLIN INVESTMENT SERVICES, INC. | REAL ESTATE TRANSITION SOLUTIONS | RANGE FINANCIAL | PREMIER ESTATE PLANNERS | PACELINE FINANCIAL LLC | NUSTAR FINANCIAL | NEVILLE FINANCIAL GROUP | MURRAY, TYMKEW & ASSOCIATES, INC. | MONEY & INVESTMENT CONCEPTS | INFORM FINANCIAL | HORNYAK FINANCIAL GROUP | HARRISON FINANCIAL | GOLDSTEIN FINANCIAL | GLEN H. CHESTER & ASSOCIATES | FORTNER WEALTH SERVICES | FORTHRIGHT CAPITAL MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP | EVERGREEN INVESTMENTS | CRESCENDO FINANCE | COUGHLIN WEALTH MANAGEMENT | COMPASS FINANCIAL | BLUEBIRD ADVISORY
CRD#: 144046 / SEC#: 801-113954
RIA
Registered Investment Advisory firm - (9/7/2018 Approved)Arizona
Registered Investment Advisory firm - (9/17/2018 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2018 Terminated)Florida
Registered Investment Advisory firm - (9/17/2018 Terminated)Illinois
Registered Investment Advisory firm - (9/7/2018 Terminated)Indiana
Registered Investment Advisory firm - (9/19/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/18/2018 Terminated)New York
Registered Investment Advisory firm - (9/17/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/17/2018 Terminated)Texas
Registered Investment Advisory firm - (9/17/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(9/20/2024)
RR
Arizona(4/30/2021)
RR
California(4/30/2021)
RR
Colorado(5/3/2021)
RR
Connecticut(7/18/2025)
RR
Delaware(3/20/2024)
RR
District of Columbia(3/12/2024)
RR
Florida(4/30/2021)
RR
Georgia(7/15/2021)
RR
Hawaii(4/30/2021)
RR
Idaho(4/12/2022)
RR
Illinois(5/8/2025)
RR
Indiana(4/3/2023)
RR
Louisiana(4/18/2025)
RR
Maryland(6/22/2023)
RR
Massachusetts(7/30/2024)
RR
Michigan(3/25/2024)
RR
Minnesota(4/29/2024)
RR
Montana(3/6/2025)
RR
Nevada(1/11/2024)
RR
New York(3/23/2023)
RR
North Dakota(3/6/2025)
RR
Ohio(12/6/2024)
RR
Oregon(4/30/2021)
RR
South Carolina(3/25/2024)
RR
Texas(10/19/2021)
RR
Utah(3/22/2023)
RR
Virginia(10/14/2024)
RR
Washington(4/30/2021)
IAR
Washington(6/4/2021)
RR
Wisconsin(4/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SECURE ASSET MANAGEMENT, L.L.C.
1031 CONSULTING AND SERVICES GROUP | WITTENBERG INVESTMENTS, INC | TRANSCEND FINANCIAL | TRADEWELL TAX & FINANCIAL | TRADEWELL FINANCIAL | TITAN WEALTH ADVISORS | THOMAS FINANCIAL | SON LIGHT INC. | SECURE MANAGEMENT | SECURE ASSET MANAGEMENT, LLC | SECURE ASSET MANAGEMENT, L.L.C. | RW BOWLIN INVESTMENT SERVICES, INC. | REAL ESTATE TRANSITION SOLUTIONS | RANGE FINANCIAL | PREMIER ESTATE PLANNERS | PACELINE FINANCIAL LLC | NUSTAR FINANCIAL | NEVILLE FINANCIAL GROUP | MURRAY, TYMKEW & ASSOCIATES, INC. | MONEY & INVESTMENT CONCEPTS | INFORM FINANCIAL | HORNYAK FINANCIAL GROUP | HARRISON FINANCIAL | GOLDSTEIN FINANCIAL | GLEN H. CHESTER & ASSOCIATES | FORTNER WEALTH SERVICES | FORTHRIGHT CAPITAL MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP | EVERGREEN INVESTMENTS | CRESCENDO FINANCE | COUGHLIN WEALTH MANAGEMENT | COMPASS FINANCIAL | BLUEBIRD ADVISORY
CRD#: 144046 / SEC#: 801-113954
RIA
Registered Investment Advisory firm - (9/7/2018 Approved)Arizona
Registered Investment Advisory firm - (9/17/2018 Terminated)Colorado
Registered Investment Advisory firm - (9/17/2018 Terminated)Florida
Registered Investment Advisory firm - (9/17/2018 Terminated)Illinois
Registered Investment Advisory firm - (9/7/2018 Terminated)Indiana
Registered Investment Advisory firm - (9/19/2018 Terminated)Michigan
Registered Investment Advisory firm - (9/18/2018 Terminated)New York
Registered Investment Advisory firm - (9/17/2018 Terminated)Ohio
Registered Investment Advisory firm - (9/17/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/17/2018 Terminated)Texas
Registered Investment Advisory firm - (9/17/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2565 West Maple Rd, Troy, MI 48084
Mailing Address
Phone number
(248) 414-1562
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (40 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,714 |
| AUM (Assets Under Management) | $ 890,034,531 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
