Charles E. Stutenroth

CANOPY PARTNERS

CINCINNATI, OH 45209

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CRD#: 1905555

Professional summary

Charles Edward Stutenroth, who also goes by Chuck Stutenroth, Charles Edward Stutenrroth, is a registered financial advisor currently at CANOPY PARTNERS located in Cincinnati, Ohio.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Charles has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chuck Stutenroth | Charles Edward Stutenrroth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: Mooney Hyde Park LLC; Investment related: No; Address: Cincinnati, OH; Nature of the other business: Sole owner of a 4-unit apartment building; Position/Title: Owner; Start Date: 6/2022; Approximate # of hours per month: 4; Approximate # of hours during securities trading hours: 2; Briefly describe your duties: Actively designed and remodeled 4-unit apartment building and repositioned in the rental real estate market; Entity Name: Tusculum Insurance Solutions, LLC; Investment related: No; Address: Cincinnati, OH; Nature of the other business: Life insurance; Position/Title: Ownership interest; Start Date: 10/2023; Approximate # of hours per month: 2; Approximate # of hours during securities trading hours: 2; Briefly describe your duties: Minority owner, provide business oversight and consult with majority owner as to operations, sales, and other business matters

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Stutenroth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 21, 2023 - Present

CANOPY PARTNERS

Office #1: 3825 Edwards Road Suite 420, Cincinnati, OH 45209

RIA

CRD#: 324812

CINCINNATI, OH

Past

October 31, 2013 - May 28, 2019

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

CINCINNATI, OH

Past

October 29, 2013 - May 28, 2019

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

CINCINNATI, OH

Past

May 18, 2001 - February 6, 2006

FORT WASHINGTON INVESTMENT ADVISORS INC

RIA

CRD#: 107126

CINCINNATI, OH

Past

January 24, 1989 - June 12, 1989

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANOPY PARTNERS

CANOPY FAMILY OFFICE | CANOPY PARTNERS, LLC | CANOPY PARTNERS

CRD#: 324812 / SEC#: 801-127366

RIA

Registered Investment Advisory firm - (2/21/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/30/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/23/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CANOPY PARTNERS

CANOPY FAMILY OFFICE | CANOPY PARTNERS, LLC | CANOPY PARTNERS

CRD#: 324812 / SEC#: 801-127366

RIA

Registered Investment Advisory firm - (2/21/2023 Approved)

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Contact information

Main Address

3825 Edwards Road Suite 420, Cincinnati, OH 45209

Mailing Address

Phone number

(513) 766-3770

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CANOPY PARTNERS FORM ADV PART 2A (JULY 2025) (7/10/2025)

Regulatory assets under management

Total Number of Accounts	375
AUM (Assets Under Management)	$ 799,156,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles E. Stutenroth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edward Stutenroth's CRS (Customer Relationship Summary).

Certified licenses

Experience

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

FORT WASHINGTON INVESTMENT ADVISORS INC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CANOPY PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 1/30/1989

SIE

Date: 10/1/2018

Series 7

Date: 10/29/2013

Series 6

Date: 1/23/1989

Current Firm

CANOPY PARTNERS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CANOPY PARTNERS

TRUST BUT VERIFY

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