Charles Edward Stutenroth
Professional Summary
Charles Edward Stutenroth, who also goes by Chuck Stutenroth, Charles Edward Stutenrroth, is a registered financial advisor currently at CANOPY PARTNERS located in Cincinnati, Ohio. Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1989. Charles has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chuck Stutenroth, Charles Edward Stutenrroth
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Videos & Posts
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CAPITAL ADVISORY SERVICES, LLC
Contact Information
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CAPITAL ADVISORY SERVICES, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
CANOPY FAMILY OFFICE | CANOPY PARTNERS, LLC | CANOPY PARTNERS
Contact Information
Main Address
3825 Edwards Road Suite 420, Cincinnati, OH 45209Phone Number
(513) 766-3770# of Employees
7SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
412AUM (Assets Under Management)
$869,015,092Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CANOPY FAMILY OFFICE | CANOPY PARTNERS, LLC | CANOPY PARTNERS
State Registrations and Notice Filings
(6/21/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 1989About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Charles Edward Stutenroth's CRS (Customer Relationship Summary).
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CAPITAL ADVISORY SERVICES, LLC
