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FT

Fenton C. Tom

MUZINICH CAPITAL LLC
New York, NY 10022
Some features on this profile are disabled
CRD#: 1905420
FT

Professional summary

Fenton Charles Tom, who also goes by Fenton Charles Tom Sr, is a registered financial professional currently at MUZINICH CAPITAL LLC located in New York, New York.

Fenton is registered as a RR (Registered Representative) and started their career in finance in 1988. Fenton has worked at 4 firms and has passed the SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Fenton Charles Tom Sr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Fenton Charles Tom's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 6, 2017 - Present

MUZINICH CAPITAL LLC

Office #1: 450 Park Avenue Suite 1800, New York, NY 10022
BD
CRD#: 146017
New York, NY
Past

September 20, 2007 - May 19, 2016

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

August 9, 1989 - July 3, 1991

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

December 20, 1988 - June 5, 1989

KIDDER, PEABODY & CO. INCORPORATED

BD
CRD#: 7613
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/19/2007
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/9/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MUZINICH CAPITAL LLC
MUZINICH CAPITAL LLC | PARKBROOK CAPITAL LLC

CRD#: 146017 / SEC#: , 8-67832

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
450 Park Avenue Suite 1800, New York, NY 10022
Mailing Address
450 Park Avenue Suite 1800, New York, NY 10022
Phone number
(212) 888-3413
Established
Delaware since 09/05/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
MUZINICH & COMPANY INC.MANAGING MEMBER
EVANCHO, ANDREA VADASCCO2393530
LUDWIG, MICHAEL MR.FINOP/CFO4988562
MUZINICH, GEORGE MILANMEMBER1248009

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MUZINICH CAPITAL LLC

CRD#: 146017New York, NY 10022

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