Gretchen A. Lium
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gretchen Anne Lium was a registered financial professional .
Gretchen is a previously registered financial professional and started their career in finance in 1989. Gretchen had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2016 - June 6, 2019
WEILD & CO.
May 4, 2015 - July 20, 2015
W.R. HAMBRECHT + CO., LLC
October 22, 2012 - May 1, 2015
NEW CENTURY CAPITAL PARTNERS, INC.
June 17, 2010 - October 23, 2012
Q ADVISORS LLC
August 12, 2008 - May 5, 2009
REYNOLDS ADVISORY PARTNERS,LLC
September 25, 2007 - February 7, 2008
HEADWATERS BD, LLC
January 23, 2006 - November 3, 2006
NEXT GENERATION EQUITY RESEARCH LLC
October 12, 2004 - December 1, 2005
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 1996 - October 4, 1996
SUTRO & CO. INCORPORATED
September 14, 1994 - November 8, 1995
HAMBRECHT & QUIST LLC
January 24, 1989 - June 12, 1989
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WEILD & CO.
CRD#: 132398 / SEC#: , 8-66593
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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