Paul A. Berman

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CRD#: 1905383

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Adam Berman was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1998. Paul had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 3, 2013 - June 2, 2021

YHB INVESTMENT ADVISORS INC

RIA

CRD#: 105434

WEST HARTFORD, CT

Past

January 12, 2010 - December 31, 2010

HYBRID CAPITAL MANAGEMENT, LLC

RIA

CRD#: 152125

GREENWICH, CT

Past

May 4, 1998 - December 18, 2002

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

YHB INVESTMENT ADVISORS INC

CRD#: 105434 / SEC#: 801-35916

RIA

Registered Investment Advisory firm - (1/26/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/5/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/2/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/29/2001

General Securities Principal Examination

Current Firm

YHB INVESTMENT ADVISORS INC

CRD#: 105434 / SEC#: 801-35916

RIA

Registered Investment Advisory firm - (1/26/1990 Approved)

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Contact information

Main Address

29 South Main Street Suite 306, West Hartford, CT 06107-2417

Mailing Address

Phone number

(860) 561-7050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (9/5/2025)

Regulatory assets under management

Total Number of Accounts	2,864
AUM (Assets Under Management)	$ 1,989,951,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
02/29/2024	Cover Page	Report
03/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul A. Berman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

YHB INVESTMENT ADVISORS INC

HYBRID CAPITAL MANAGEMENT, LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

YHB INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/5/1998

Series 7

Date: 5/2/1998

Series 24

Date: 6/29/2001

Current Firm

YHB INVESTMENT ADVISORS INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

YHB INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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