Brian A. Schaffield

SUMMA CAPITAL MANAGEMENT LLC

Santa Barbara, CA 93101-6763

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CRD#: 1905309

Professional summary

Brian Allan Schaffield is a registered financial advisor currently at SUMMA CAPITAL MANAGEMENT LLC located in Santa Barbara, California.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Brian has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

4/2006 Summa Capital Management LLC; Registered Investment Advisor; Managing Member/Owner/IAR; 80 hours/month, say 50% of professional time/ no time spent during trading hours ; full responsibility for RIA; dually registered with Summa Capital Management for 2022. Transitioning advisory business to ThePARTNERS Wealth Management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Allan Schaffield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2006 - Present

SUMMA CAPITAL MANAGEMENT LLC

Office #1: 1129 State Street, Suite 29, Santa Barbara, CA 93101-6763

RIA

CRD#: 139984

Santa Barbara, CA

Past

March 3, 2023 - July 21, 2023

THEPARTNERS WEALTH MANAGEMENT

RIA

CRD#: 314816

Santa Barbara, CA

Past

March 3, 2022 - December 31, 2022

THEPARTNERS WEALTH MANAGEMENT

RIA

CRD#: 314816

Santa Barbara, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/6/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2006

Uniform Investment Adviser Law Examination

Current Firm

SUMMA CAPITAL MANAGEMENT LLC

CRD#: 139984 / SEC#:

California

Registered Investment Advisory firm - (7/6/2006 Approved)

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Contact information

Main Address

1129 State Street, Suite 29, Santa Barbara, CA 93101-6763

Mailing Address

Phone number

(805) 895-2780

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 64,876,826

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian A. Schaffield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Allan Schaffield's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUMMA CAPITAL MANAGEMENT LLC

THEPARTNERS WEALTH MANAGEMENT

THEPARTNERS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2006

Current Firm

SUMMA CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUMMA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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