Thomas J. Cloutier
Professional summary
Thomas John Cloutier was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Thomas is a previously registered financial professional and started their career in finance in 1988. Prior to being barred, Thomas had worked at 5 firms, which includes GLOBAL FINANCIAL GROUP INC., SCHNEIDER SECURITIES INC., AMERICAN FRONTEER FINANCIAL CORPORATION, FAIRCHILD FINANCIAL GROUP INC., MLB INVESTMENTS LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 1995 - September 18, 1997
GLOBAL FINANCIAL GROUP, INC.
November 19, 1993 - July 28, 1995
SCHNEIDER SECURITIES, INC.
January 28, 1991 - November 23, 1993
AMERICAN FRONTEER FINANCIAL CORPORATION
September 25, 1990 - January 28, 1991
FAIRCHILD FINANCIAL GROUP, INC.
December 20, 1988 - September 26, 1990
MLB INVESTMENTS, LTD.
State Registrations and Notice Filings
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Exams
Current Firm
GLOBAL FINANCIAL GROUP, INC.
CRD#: 23958 / SEC#: , 8-40814
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 5 |
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