Laurence J. Galvin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Laurence John Galvin was a registered financial professional .
Laurence is a previously registered financial professional and started their career in finance in 1989. Laurence had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2005 - February 23, 2015
SINCLAIR & COMPANY, LLC
May 6, 1993 - December 19, 1994
J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.
December 5, 1989 - December 14, 1991
SMITH NEW COURT, INC.
April 12, 1989 - December 13, 1989
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
SINCLAIR & COMPANY, LLC
CRD#: 133754 / SEC#: , 8-66769
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
