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Robert Alexander Simmen Iv

CRD# 1904869·Registered 1988 - 2015
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Alexander Simmen IV, who also goes by Bob Simmen, Bobby Simmen, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1988 - 2015. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Simmen, Bobby Simmen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

CSSC BROKERAGE SERVICES, INC.·CRD# 141630
BD
Lisle, IL
February 21, 2014 - November 12, 2015
AMERICAN TRUST INVESTMENT SERVICES, INC.·CRD# 3001
BD
Whiting, IN
December 14, 2011 - April 16, 2012
INSIGHT SECURITIES, INC.·CRD# 5611
BD
Highland Park, IL
November 30, 2007 - December 31, 2009
ACAP FINANCIAL INC.·CRD# 7731
BD
Salt Lake City, UT
November 18, 1999 - November 18, 2005
LISS FINANCIAL SERVICES·CRD# 21950
BD
Milwaukee, WI
December 7, 1998 - October 25, 1999
R. D. KUSHNIR & CO.·CRD# 24013
BD
Northbrook, IL
March 31, 1995 - September 4, 1997
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
July 9, 1993 - February 7, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
December 20, 1988 - June 9, 1993

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Current Firm

CB
CSSC BROKERAGE SERVICES, INC.

CSSC BROKERAGE SERVICES, INC.

CRD#: 141630 / SEC#: 8-67401
BD
Terminated by SEC on 08/12/2018

Contact Information

Established

Michigan since 02/28/2001

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CSSC SERVICES AND SOLUTIONS, INC.OWNER—
RICH, GREGORY ROBERTCHIEF COMPLIANCE OFFICER1316406

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1989About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2015About the SIE exam

Series 3 — National Commodity Futures Examination

Passed May 1990About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Dec 1988About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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