Ethel J. Davis

VZD CAPITAL MANAGEMENT LLC

Lenexa, KS

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CRD#: 1904761

Professional summary

Ethel Jean Davis, who also goes by Ethel J Davis, is a registered financial advisor currently at VZD CAPITAL MANAGEMENT LLC located in Lenexa, Kansas.

Ethel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Ethel has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ethel J Davis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethel Jean Davis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2013 - Present

VZD CAPITAL MANAGEMENT LLC

RIA

CRD#: 166514

Lenexa, KS

Past

October 26, 2006 - August 27, 2012

PARAGON CAPITAL MANAGEMENT LLC

RIA

CRD#: 108168

OVERLAND PARK, KS

Past

January 1, 1999 - April 21, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

KANSAS CITY, MO

Past

August 19, 1998 - April 21, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

November 10, 1997 - March 24, 1998

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/4/2015)

IAR

Kansas
(7/1/2013)

IAR

Missouri
(8/1/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/17/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/30/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/10/1989

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VZD CAPITAL MANAGEMENT LLC

DAVIS, ETHEL JEAN | VZD CAPITAL MANAGEMENT, INC | VZD CAPITAL MANAGEMENT LLC

CRD#: 166514 / SEC#:

Florida

Registered Investment Advisory firm - (11/4/2015 Approved)

Kansas

Registered Investment Advisory firm - (7/1/2013 Approved)

Maryland

Registered Investment Advisory firm - (11/17/2017 Terminated)

Missouri

Registered Investment Advisory firm - (7/30/2013 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Lenexa, KS

Mailing Address

Phone number

(816) 726-7066

Established

Firm type

Fiscal year end

# of Employees

432

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 41,434,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ethel J. Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ethel Jean Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

VZD CAPITAL MANAGEMENT LLC

PARAGON CAPITAL MANAGEMENT LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/17/1998

Series 7

Date: 10/30/1997

Series 6

Date: 3/10/1989

Current Firm

VZD CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VZD CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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