Horace M. Cozart

CORNERSTONE ADVISORS LLC

FAYETTEVILLE, AR 72703

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CRD#: 1904476

Professional summary

Horace Michael Cozart, who also goes by Mike Cozart, is a registered financial advisor currently at CORNERSTONE ADVISORS LLC located in Fayetteville, Arkansas.

Horace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Horace has worked at 8 firms and has passed the Series 63, Series 7, Series 6, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Cozart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Horace Michael Cozart is a licensed insurance agent. Hours per week: - 20.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Horace Michael Cozart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 23, 2025 - Present

CORNERSTONE ADVISORS LLC

Office #1: 4201 Shiloh Dr Suite 1600, Fayetteville, AR 72703

RIA

CRD#: 325163

FAYETTEVILLE, AR

Past

August 23, 2018 - December 18, 2023

CORNERSTONE REGISTERED INVESTMENT ADVISORS

RIA

CRD#: 285308

Benton, AR

Past

January 5, 2007 - June 19, 2007

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

MANSURA, LA

Past

March 20, 2006 - June 19, 2007

NATIONAL PLANNING CORPORATION

CRD#: 29604

MANSURA, LA

Past

May 23, 2003 - May 13, 2005

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

May 3, 1999 - May 6, 2002

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

October 17, 1995 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

April 6, 1994 - October 30, 1995

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

December 21, 1988 - March 31, 1994

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE ADVISORS LLC

ACTUS WEALTH MANAGEMENT | HARRIS WEALTH MANAGEMENT | CORNERSTONE ADVISORS LLC

CRD#: 325163 / SEC#: 801-130418

RIA

Registered Investment Advisory firm - (6/5/2024 Approved)

Arkansas

Registered Investment Advisory firm - (7/3/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (7/2/2024 Terminated)

Oklahoma

Registered Investment Advisory firm - (7/2/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/23/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/27/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/29/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/27/1988

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 12/19/1988

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/15/1996

General Securities Principal Examination

Current Firm

CORNERSTONE ADVISORS LLC

ACTUS WEALTH MANAGEMENT | HARRIS WEALTH MANAGEMENT | CORNERSTONE ADVISORS LLC

CRD#: 325163 / SEC#: 801-130418

RIA

Registered Investment Advisory firm - (6/5/2024 Approved)

Arkansas

Registered Investment Advisory firm - (7/3/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (7/2/2024 Terminated)

Oklahoma

Registered Investment Advisory firm - (7/2/2024 Terminated)

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Contact information

Main Address

4201 Shiloh Dr Suite 1600, Fayetteville, AR 72703

Mailing Address

Phone number

(501) 943-7132

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A- CORNERSTONE ADVISORS LLC (3/20/2025)

Regulatory assets under management

Total Number of Accounts	206
AUM (Assets Under Management)	$ 276,933,985

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Horace M. Cozart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Horace Michael Cozart's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORNERSTONE REGISTERED INVESTMENT ADVISORS

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

1717 CAPITAL MANAGEMENT COMPANY

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

SECURIAN FINANCIAL SERVICES, INC.

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

CORNERSTONE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/27/1988

Series 7

Date: 10/29/1993

Series 6

Date: 12/27/1988

Series 22

Date: 12/19/1988

Series 24

Date: 1/15/1996

Current Firm

CORNERSTONE ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE ADVISORS LLC

TRUST BUT VERIFY

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