John M. Macarthur
Professional summary
John Matthew Macarthur, who also goes by Matt Macarthur, is a registered financial advisor currently at WCM INVESTMENT MANAGEMENT located in Laguna Beach, California and IMST DISTRIBUTORS, LLC located in Laguna Beach, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1990. John has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 82, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Matthew Macarthur's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2011 - Present
WCM INVESTMENT MANAGEMENT
Office #1: 281 Brooks Street, Laguna Beach, CA 92651-2974January 2, 2013 - Present
IMST DISTRIBUTORS, LLC
Office #1: 281 Brooks Street, Laguna Beach, CA 92651January 20, 2012 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
July 21, 2005 - March 27, 2006
FORTE SECURITIES LLC
June 20, 2001 - July 21, 2003
AMERICAN SECURITIES GROUP, INC.
April 27, 2001 - October 1, 2008
PRAETORIAN GUARD, A DIVISION OF CENTURION ALLIANCE, INC.
April 15, 1992 - May 1, 2000
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
April 4, 1991 - September 13, 1991
TEMPLETON FUNDS DISTRIBUTOR, INC.
October 30, 1990 - January 9, 1991
INVESCO CAPITAL MARKETS, INC.
Primary Firm SEC Registration
WCM INVESTMENT MANAGEMENT
CRD#: 104702 / SEC#: 801-11916
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
WCM INVESTMENT MANAGEMENT
CRD#: 104702 / SEC#: 801-11916
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,438 |
| AUM (Assets Under Management) | $ 74,688,235,740 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/16/2025 | ||
| 01/16/2025 | ||
| 06/20/2023 | ||
| 10/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
