Lois Ann Carrier
AIF®, CFP®Professional Summary
Lois Ann Carrier, AIF®, CFP®, who also goes by Lois Ann Carrier-maurice, Lois Carrier Maurice, was a registered financial advisor. Lois was a previously registered financial professional and started their career in finance 1989 - 2026. Lois had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Retirement Planning
- Financial Planning
- Investment Management
- Estate & Legacy Planning
Specializations
Other Aliases
Lois Ann Carrier-Maurice, Lois Carrier Maurice
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
37 years in the financial services industry
Current & Past Employments
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Current Firm
CARRIER & MAURICE INVESTMENT ADVISORS | WORTHWHILE WEALTH COUNCIL | WEALTHWISE, INC. | WEALTH WISE, INC. | CARRIER, MAURICE & WEBB WEALTH ADVISORS
Contact Information
Main Address
508 Princeton Rd Suite 301, Johnson City, TN 37601Phone Number
(423) 610-0099# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
376AUM (Assets Under Management)
$74,204,733Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1989About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Lois
- Retirement Planning
- Financial Planning
- Investment Management
- Estate & Legacy Planning
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