Lois A. Carrier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lois Ann Carrier, AIF®, CFP®, who also goes by Lois Ann Carrier-maurice, Lois Carrier Maurice, was a registered financial professional .
Lois is a previously registered financial professional and started their career in finance in 1989. Lois had worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Services Offered
Specializations
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1993
Experience
June 8, 2007 - January 19, 2026
WORTHWHILE WEALTH COUNCIL
March 21, 1994 - February 24, 2006
LPL FINANCIAL LLC
July 8, 1993 - February 24, 2006
LPL FINANCIAL LLC
February 15, 1989 - August 12, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 15, 1989 - August 12, 1993
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 6
Passed: 2/13/1989
Current Firm
WORTHWHILE WEALTH COUNCIL
CRD#: 126918 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 376 |
| AUM (Assets Under Management) | $ 74,204,733 |
Red Flags
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