August J. Van Der Becq
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
August Jules Zaah Van Der Becq, who also goes by Ariel Goodman, F. J. Goodman, F J Goodman, August Van Der Becq, was a registered financial professional .
August is a previously registered financial professional and started their career in finance in 1989. August had worked at 17 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 62, Series 9, Series 10, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2016 - October 29, 2020
NOVA CAPITAL SOLUTIONS, LLC
December 15, 2011 - March 20, 2014
ENDEAVOR CAPITAL
October 9, 2008 - July 14, 2009
BERINGER FINANCE US INC.
May 30, 2007 - January 12, 2010
LEMPERT BROTHERS INTERNATIONAL USA, INC.
April 18, 2006 - February 28, 2007
LEMPERT BROTHERS INTERNATIONAL USA, INC.
May 5, 2004 - January 6, 2006
BAIRD, PATRICK & CO., INC.
September 17, 2002 - May 27, 2003
PARAGON CAPITAL MARKETS, INC.
May 19, 2000 - February 12, 2002
MAY, DAVIS GROUP INC.
February 5, 1999 - May 17, 2000
DRAKE & COMPANY, INC.
April 7, 1998 - February 5, 1999
PARAGON CAPITAL MARKETS, INC.
February 12, 1998 - March 10, 1998
COLEMAN & COMPANY SECURITIES, INC.
December 16, 1997 - January 7, 1998
REPUBLIC EQUITIES OF AMERICA LTD
February 18, 1997 - December 18, 1997
SHAMUS GROUP, INC.
April 17, 1995 - October 16, 1996
A. G. EDWARDS & SONS, INC.
October 19, 1993 - January 13, 1995
BNY MELLON SECURITIES CORPORATION
January 1, 1991 - September 17, 1993
PRUDENTIAL EQUITY GROUP, LLC
August 31, 1989 - September 7, 1990
IDS LIFE INSURANCE COMPANY
August 31, 1989 - September 7, 1990
AMERIPRISE FINANCIAL SERVICES, LLC
January 17, 1989 - September 22, 1989
PROFILE INVESTMENTS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 6/6/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 1/16/1989
Corporate Securities Limited Representative ExaminationCurrent Firm
NOVA CAPITAL SOLUTIONS, LLC
CRD#: 174636 / SEC#: , 8-69575
Contact information
FINRA licenses (5 States and Territories)
Red Flags
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