JM
John R. Morris
JANNEY MONTGOMERY SCOTT LLC
Bedminster, NJ 07921
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CRD#: 1903657
JM
Professional summary
John Robert Morris is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Bedminster, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1989. John has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
People Care Center, Bridgewater, NJ. Board Member (05/2007) - manage a real estate building for non-profits. Not investment related, not compensated, 5 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view John Robert Morris's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Robert Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 1, 2022 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1580 Route 206 North, Bedminster, NJ 07921RIA
BD
CRD#: 463
Bedminster, NJ
Current
April 1, 2022 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 1580 Route 206 North, Bedminster, NJ 07921RIA
BD
CRD#: 463
Bedminster, NJ
Past
May 13, 2011 - April 12, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
Warren, NJ
Past
May 13, 2011 - April 12, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Warren, NJ
Past
June 1, 2009 - June 6, 2011
MORGAN STANLEY
RIA
CRD#: 149777
BEDMINSTER, NJ
Past
June 1, 2009 - June 6, 2011
MORGAN STANLEY
BD
CRD#: 149777
BEDMINSTER, NJ
Past
January 27, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
BEDMINSTER, NJ
Past
January 27, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
BEDMINSTER, NJ
Past
November 14, 2002 - January 30, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
WARREN, NJ
Past
November 15, 2000 - January 30, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
WARREN, NJ
Past
March 23, 1994 - December 19, 2000
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Past
November 16, 1993 - March 18, 1994
REICH & CO., INC.
BD
CRD#: 19611
Past
March 12, 1991 - November 4, 1993
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
January 1, 1991 - March 13, 1991
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
July 13, 1989 - January 1, 1991
BUTCHER & SINGER INC.
BD
CRD#: 6517
Past
February 14, 1989 - June 26, 1989
HALPERT AND COMPANY, INC.
BD
CRD#: 7094
MILLBURN, NJ
Past
February 14, 1989 - September 13, 1991
MONMOUTH INVESTMENTS, INC.
BD
CRD#: 14047
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/15/2025)
RR
Arizona(3/3/2025)
RR
California(4/1/2022)
RR
Connecticut(4/1/2022)
RR
Delaware(3/31/2025)
RR
District of Columbia(4/1/2022)
RR
Florida(4/1/2022)
IAR
Florida(12/12/2023)
RR
Georgia(4/1/2022)
RR
Idaho(4/1/2022)
RR
Kansas(10/1/2025)
RR
Maryland(4/1/2022)
RR
Missouri(6/23/2025)
RR
New Hampshire(5/4/2022)
RR
New Jersey(4/1/2022)
IAR
New Jersey(4/1/2022)
RR
New York(4/1/2022)
RR
North Carolina(4/13/2022)
RR
Pennsylvania(4/1/2022)
RR
South Carolina(4/1/2022)
RR
Tennessee(4/1/2022)
RR
Texas(4/1/2022)
IAR
Texas(4/1/2022)
RR
Virginia(6/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
